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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRAY
1901
CALL
DELISTED
ViewRay, Inc.
VRAY
– –
-200,000
Closed -$1.32M
AQUA
1902
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
– –
-84,700
Closed -$2.86M
AUD
1903
DELISTED
Audacy, Inc.
AUD
– –
-19,967
Closed -$86K
ARVL
1904
DELISTED
Arrival Ordinary Shares
ARVL
– –
-160
Closed -$125K
IAA
1905
CALL
DELISTED
IAA, Inc. Common Stock
IAA
– –
-50,000
Closed -$2.73M
IAA
1906
DELISTED
IAA, Inc. Common Stock
IAA
– –
-10,000
Closed -$546K
PAYA
1907
CALL
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-300,000
Closed -$3.31M
PAYA
1908
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-58,863
Closed -$648K
PAYA
1909
PUT
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
-302,000
Closed -$3.33M
AVYA
1910
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-50,000
Closed -$1.34M
CLVS
1911
PUT
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-187,500
Closed -$1.09M
AVLR
1912
CALL
DELISTED
Avalara, Inc.
AVLR
– –
-50,000
Closed -$8.09M
RMO
1913
CALL
DELISTED
Romeo Power, Inc.
RMO
– –
-60,000
Closed -$489K
GBT
1914
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-17,600
Closed -$618K
AMPE
1915
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-108
Closed -$55K
MNDT
1916
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-5,548
Closed -$105K
SAIL
1917
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-17,000
Closed -$868K
SAIL
1918
PUT
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-40,000
Closed -$2.04M
RDUS
1919
CALL
DELISTED
Radius Health, Inc.
RDUS
– –
-60,000
Closed -$1.09M
RDUS
1920
PUT
DELISTED
Radius Health, Inc.
RDUS
– –
-60,000
Closed -$1.09M
EPZM
1921
CALL
DELISTED
Epizyme, Inc
EPZM
– –
-52,500
Closed -$436K
MTOR
1922
DELISTED
MERITOR, Inc.
MTOR
– –
-38,604
Closed -$905K
MTOR
1923
PUT
DELISTED
MERITOR, Inc.
MTOR
– –
-200,000
Closed -$4.68M
MIC
1924
PUT
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-52,800
Closed -$2.02M
CERN
1925
DELISTED
Cerner Corp
CERN
– –
-22,500
Closed -$1.76M
74 75 76
77
78

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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.