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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIEN
1876
DELISTED
Sientra, Inc.
SIEN
– –
-370
Closed -$30K
NSTG
1877
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-9,067
Closed -$587K
NSTG
1878
PUT
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-65,000
Closed -$4.21M
IMGN
1879
DELISTED
Immunogen Inc
IMGN
– –
-20,000
Closed -$116K
NVTA
1880
CALL
DELISTED
Invitae Corporation
NVTA
– –
-125,100
Closed -$4.22M
LTHM
1881
CALL
DELISTED
Livent Corporation
LTHM
– –
-164,700
Closed -$3.19M
FTCH
1882
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-20,000
Closed -$1.01M
FTCH
1883
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-110,000
Closed -$5.54M
VAPO
1884
CALL
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-3,563
Closed -$673K
VAPO
1885
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-92
Closed -$17K
VAPO
1886
PUT
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-2,813
Closed -$531K
SGEN
1887
CALL
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-60,000
Closed -$9.47M
SGEN
1888
DELISTED
Seagen Inc. Common Stock
SGEN
$0 ﹤0.01%
1
-1,834
-100% -$285K
SGEN
1889
PUT
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-60,000
Closed -$9.47M
VMW
1890
DELISTED
VMware, Inc
VMW
– –
-10,000
Closed -$1.6M
NXGN
1891
CALL
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-150,000
Closed -$2.49M
NEWR
1892
CALL
DELISTED
New Relic, Inc.
NEWR
– –
-40,000
Closed -$2.68M
AVID
1893
CALL
DELISTED
Avid Technology Inc
AVID
– –
-17,500
Closed -$686K
CEQP
1894
CALL
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-42,000
Closed -$1.26M
SCPL
1895
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-375,194
Closed -$6.63M
SCPL
1896
PUT
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-683,900
Closed -$11.6M
RAD
1897
CALL
DELISTED
Rite Aid Corporation
RAD
– –
-30,000
Closed -$489K
LTCH
1898
CALL
DELISTED
Latch, Inc. Common Stock
LTCH
– –
-50,000
Closed -$613K
UNVR
1899
DELISTED
Univar Solutions Inc.
UNVR
– –
-39,985
Closed -$945K
BBIG
1900
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
– –
-5,212
Closed -$351K
74 75
76
77 78

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VMPIC
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.