We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEVA icon
1801
PUT
Teva Pharmaceuticals
TEVA
$40.5B
– –
-50,000
Closed -$495K
TIGR
1802
CALL
UP Fintech Holding
TIGR
$863M
– –
-50,000
Closed -$1.45M
TIGR
1803
UP Fintech Holding
TIGR
$863M
– –
-8,000
Closed -$232K
TME icon
1804
CALL
Tencent Music
TME
$15.3B
– –
-45,000
Closed -$696K
TNDM icon
1805
CALL
Tandem Diabetes Care
TNDM
$1.28B
– –
-50,000
Closed -$4.87M
TNK icon
1806
Teekay Tankers
TNK
$2.78B
– –
-90,000
Closed -$1.3M
TRIP icon
1807
PUT
TripAdvisor
TRIP
$1.64B
– –
-70,000
Closed -$2.82M
TRTX
1808
CALL
TPG RE Finance Trust
TRTX
$613M
– –
-99,200
Closed -$1.33M
U icon
1809
PUT
Unity
U
$13.4B
– –
-185,800
Closed -$20.4M
UAL icon
1810
CALL
United Airlines
UAL
$39.6B
– –
-272,700
Closed -$14.3M
UAL icon
1811
United Airlines
UAL
$39.6B
– –
-67,500
Closed -$3.53M
UAL icon
1812
PUT
United Airlines
UAL
$39.6B
– –
-171,500
Closed -$8.97M
UHS icon
1813
Universal Health Services
UHS
$9.96B
– –
-54,800
Closed -$8.29M
UMC icon
1814
CALL
United Microelectronic
UMC
$47.8B
– –
-1,027,800
Closed -$9.71M
URA icon
1815
Global X Uranium ETF
URA
$5.38B
– –
-7,600
Closed -$162K
UWMC icon
1816
CALL
UWM Holdings
UWMC
$611M
– –
-199,400
Closed -$1.69M
UWMC icon
1817
UWM Holdings
UWMC
$611M
– –
-47,500
Closed -$401K
VAL.WS icon
1818
Valaris Ltd Warrants
VAL.WS
$663M
$0 ﹤0.01%
8
-6,752
-100% -$18.7K
VCEL icon
1819
CALL
Vericel Corp
VCEL
$2.32B
– –
-28,600
Closed -$1.5M
VEEV icon
1820
CALL
Veeva Systems
VEEV
$32.7B
– –
-21,000
Closed -$6.53M
VEEV icon
1821
PUT
Veeva Systems
VEEV
$32.7B
– –
-10,500
Closed -$3.27M
VFF icon
1822
CALL
Village Farms International
VFF
$231M
– –
-125,000
Closed -$1.34M
VFC icon
1823
CALL
VF Corp
VFC
$5.66B
– –
-53,400
Closed -$4.38M
VIRT icon
1824
CALL
Virtu Financial
VIRT
$5.12B
– –
-100,000
Closed -$2.76M
VITL icon
1825
PUT
Vital Farms
VITL
$539M
– –
-26,500
Closed -$530K
71 72
73
74 75

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.