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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
1776
ExxonMobil
XOM
$637B
– –
-664
Closed -$71.1K
XOP icon
1777
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
– –
-29,000
Closed -$3.62M
XPO icon
1778
CALL
XPO
XPO
$23.8B
– –
-339,966
Closed -$8.99M
XPO icon
1779
PUT
XPO
XPO
$23.8B
– –
-235,620
Closed -$6.23M
XPOF icon
1780
CALL
Xponential Fitness
XPOF
$266M
– –
-450,000
Closed -$8.22M
XPOF icon
1781
Xponential Fitness
XPOF
$266M
– –
-80,726
Closed -$1.47M
XPOF icon
1782
PUT
Xponential Fitness
XPOF
$266M
– –
-200,000
Closed -$3.65M
YETI icon
1783
CALL
Yeti Holdings
YETI
$3.75B
– –
-90,000
Closed -$2.57M
YEXT icon
1784
Yext
YEXT
$537M
– –
-20,800
Closed -$93K
YEXT icon
1785
PUT
Yext
YEXT
$537M
– –
-75,000
Closed -$335K
YUMC icon
1786
CALL
Yum China
YUMC
$16.5B
– –
-75,000
Closed -$3.55M
ZIM icon
1787
ZIM Integrated Shipping Services
ZIM
$2.99B
– –
-38,000
Closed -$893K
ZIM icon
1788
PUT
ZIM Integrated Shipping Services
ZIM
$2.99B
– –
-100,000
Closed -$2.35M
ZIP icon
1789
CALL
ZipRecruiter
ZIP
$315M
– –
-60,000
Closed -$991K
ZM icon
1790
Zoom
ZM
$27.4B
– –
-165,000
Closed -$12.1M
ZM icon
1791
PUT
Zoom
ZM
$27.4B
– –
-200,000
Closed -$14.7M
ZVRA icon
1792
Zevra Therapeutics
ZVRA
$563M
– –
-10,000
Closed -$62K
ZVRA icon
1793
PUT
Zevra Therapeutics
ZVRA
$563M
– –
-50,000
Closed -$313K
LOGC
1794
DELISTED
ContextLogic
LOGC
– –
-7,923
Closed -$174K
LOGC
1795
PUT
DELISTED
ContextLogic
LOGC
– –
-1,987
Closed -$44K
AIOT
1796
PUT
PowerFleet Inc
AIOT
$517M
– –
-249,500
Closed -$768K
GAP
1797
The Gap Inc
GAP
$7.21B
– –
-10,000
Closed -$82K
EXE
1798
CALL
Expand Energy Corp
EXE
$21.5B
– –
-120,000
Closed -$11.3M
FLG
1799
Flagstar Bank National Association
FLG
$5.93B
– –
-29,633
Closed -$793K
FLG
1800
PUT
Flagstar Bank National Association
FLG
$5.93B
– –
-33,333
Closed -$852K
70 71
72
73 74

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.