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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIR icon
1751
CALL
Vir Biotechnology
VIR
$1.77B
– –
-60,000
Closed -$1.16M
VIR icon
1752
PUT
Vir Biotechnology
VIR
$1.77B
– –
-30,000
Closed -$578K
VSXY
1753
CALL
Victoria's Secret
VSXY
$5.79B
– –
-371,700
Closed -$10.8M
VSXY
1754
PUT
Victoria's Secret
VSXY
$5.79B
– –
-124,500
Closed -$3.63M
VTGN icon
1755
CALL
VistaGen Therapeutics
VTGN
$10.5M
– –
-47,227
Closed -$216K
VTGN icon
1756
VistaGen Therapeutics
VTGN
$10.5M
– –
-10,972
Closed -$50K
VTLE
1757
CALL
DELISTED
Vital Energy
VTLE
– –
-100,000
Closed -$6.28M
VTLE
1758
PUT
DELISTED
Vital Energy
VTLE
– –
-43,000
Closed -$2.7M
VYX icon
1759
PUT
NCR Voyix
VYX
$1.04B
– –
-81,500
Closed -$950K
VZ icon
1760
Verizon
VZ
$214B
– –
-50,000
Closed -$1.9M
VZ icon
1761
PUT
Verizon
VZ
$214B
– –
-100,000
Closed -$3.8M
W icon
1762
CALL
Wayfair
W
$14.2B
– –
-86,000
Closed -$2.8M
W icon
1763
Wayfair
W
$14.2B
– –
-1,600
Closed -$53K
WBS
1764
DELISTED
Webster Financial
WBS
– –
-24,600
Closed -$1.11M
WBS
1765
PUT
DELISTED
Webster Financial
WBS
– –
-30,600
Closed -$1.38M
WDS icon
1766
Woodside Energy
WDS
$45.6B
– –
-12,232
Closed -$247K
WELL icon
1767
CALL
Welltower
WELL
$168B
– –
-35,000
Closed -$2.25M
WFRD icon
1768
CALL
Weatherford International
WFRD
$6.11B
– –
-25,000
Closed -$807K
WOW
1769
CALL
DELISTED
WideOpenWest
WOW
– –
-200,000
Closed -$2.45M
WPM icon
1770
CALL
Wheaton Precious Metals
WPM
$68.1B
– –
-30,000
Closed -$972K
WSC icon
1771
WillScot Mobile Mini Holdings
WSC
$3.27B
– –
-27,560
Closed -$1.24M
XLE icon
1772
State Street Energy Select Sector SPDR ETF
XLE
$43.3B
– –
-400
Closed -$17.4K
XLU icon
1773
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$21.5B
– –
-375,000
Closed -$12.3M
XLY icon
1774
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
– –
-41,800
Closed -$2.98M
XLY icon
1775
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.1B
– –
-95,000
Closed -$6.77M
69 70
71
72 73

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AWM
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LCIP
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BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
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AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
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BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.