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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIR icon
1751
CALL
Vir Biotechnology
VIR
$1.45B
– –
-60,000
Closed -$1.16M
VIR icon
1752
PUT
Vir Biotechnology
VIR
$1.45B
– –
-30,000
Closed -$578K
VSXY
1753
CALL
Victoria's Secret
VSXY
$7.03B
– –
-371,700
Closed -$10.8M
VSXY
1754
PUT
Victoria's Secret
VSXY
$7.03B
– –
-124,500
Closed -$3.63M
VTGN icon
1755
CALL
VistaGen Therapeutics
VTGN
$9.79M
– –
-47,227
Closed -$216K
VTGN icon
1756
VistaGen Therapeutics
VTGN
$9.79M
– –
-10,972
Closed -$50K
VTLE
1757
CALL
DELISTED
Vital Energy
VTLE
– –
-100,000
Closed -$6.28M
VTLE
1758
PUT
DELISTED
Vital Energy
VTLE
– –
-43,000
Closed -$2.7M
VYX icon
1759
PUT
NCR Voyix
VYX
$1.13B
– –
-81,500
Closed -$950K
VZ icon
1760
Verizon
VZ
$194B
– –
-50,000
Closed -$1.9M
VZ icon
1761
PUT
Verizon
VZ
$194B
– –
-100,000
Closed -$3.8M
W icon
1762
CALL
Wayfair
W
$11.4B
– –
-86,000
Closed -$2.8M
W icon
1763
Wayfair
W
$11.4B
– –
-1,600
Closed -$53K
WBS icon
1764
Webster Financial
WBS
$12.5B
– –
-24,600
Closed -$1.11M
WBS icon
1765
PUT
Webster Financial
WBS
$12.5B
– –
-30,600
Closed -$1.38M
WDS icon
1766
Woodside Energy
WDS
$44.5B
– –
-12,232
Closed -$247K
WELL icon
1767
CALL
Welltower
WELL
$170B
– –
-35,000
Closed -$2.25M
WFRD icon
1768
CALL
Weatherford International
WFRD
$6.14B
– –
-25,000
Closed -$807K
WOW
1769
CALL
DELISTED
WideOpenWest
WOW
– –
-200,000
Closed -$2.45M
WPM icon
1770
CALL
Wheaton Precious Metals
WPM
$49.8B
– –
-30,000
Closed -$972K
WSC icon
1771
WillScot Mobile Mini Holdings
WSC
$4.34B
– –
-27,560
Closed -$1.24M
XLE icon
1772
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
– –
-400
Closed -$17.4K
XLU icon
1773
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$22.9B
– –
-375,000
Closed -$12.3M
XLY icon
1774
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
– –
-41,800
Closed -$2.98M
XLY icon
1775
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.4B
– –
-95,000
Closed -$6.77M
69 70
71
72 73

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.