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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
1751
PUT
Nucor
NUE
$58.7B
– –
-38,500
Closed -$4.02M
NVO
1752
Novo Nordisk
NVO
$188B
– –
-1,200
Closed -$67K
NXE icon
1753
NexGen Energy
NXE
$6.34B
– –
-14,000
Closed -$50K
NXST icon
1754
Nexstar Media Group
NXST
$5.2B
– –
-6,000
Closed -$977K
NXST icon
1755
PUT
Nexstar Media Group
NXST
$5.2B
– –
-15,000
Closed -$2.44M
OKE icon
1756
Oneok
OKE
$59.7B
– –
-45,000
Closed -$2.68M
OKE icon
1757
PUT
Oneok
OKE
$59.7B
– –
-188,300
Closed -$10.5M
OMAB icon
1758
Grupo Aeroportuario Centro Norte
OMAB
$4.68B
– –
-900
Closed -$46K
OMAB icon
1759
PUT
Grupo Aeroportuario Centro Norte
OMAB
$4.68B
– –
-900
Closed -$46K
ONON icon
1760
On Holding
ONON
$8.94B
– –
-121,878
Closed -$2.16M
ONON icon
1761
PUT
On Holding
ONON
$8.94B
– –
-224,000
Closed -$3.96M
ORGN
1762
DELISTED
Origin Materials
ORGN
– –
-1,482
Closed -$228K
PBF icon
1763
CALL
PBF Energy
PBF
$8.86B
– –
-10,000
Closed -$290K
PCG icon
1764
PUT
PG&E
PCG
$29B
– –
-265,000
Closed -$2.65M
PFE icon
1765
Pfizer
PFE
$157B
– –
-17,400
Closed -$846K
PFE icon
1766
PUT
Pfizer
PFE
$157B
– –
-150,000
Closed -$7.86M
PG icon
1767
CALL
Procter & Gamble
PG
$341B
– –
-515,700
Closed -$74.2M
PHR icon
1768
Phreesia
PHR
$642M
– –
-10,000
Closed -$250K
PHR icon
1769
PUT
Phreesia
PHR
$642M
– –
-52,000
Closed -$1.3M
PLRX icon
1770
CALL
Pliant Therapeutics
PLRX
$69.4M
– –
-50,000
Closed -$400K
PLRX icon
1771
Pliant Therapeutics
PLRX
$69.4M
– –
-11,000
Closed -$88K
PLTK icon
1772
Playtika
PLTK
$904M
– –
-45,949
Closed -$530K
PLTR icon
1773
Palantir
PLTR
$415B
– –
-10,800
Closed -$98K
PLYA
1774
CALL
DELISTED
Playa Hotels & Resorts
PLYA
– –
-143,200
Closed -$984K
PMVP icon
1775
CALL
PMV Pharmaceuticals
PMVP
$72.7M
– –
-100,000
Closed -$1.43M
69 70
71
72 73

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BPA
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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.