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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDI icon
1751
CALL
Reading International Class A
RDI
$32.5M
– –
-21,600
Closed -$151K
REAL icon
1752
CALL
The RealReal
REAL
$1.46B
– –
-108,000
Closed -$2.13M
REGN icon
1753
PUT
Regeneron Pharmaceuticals
REGN
$77.3B
– –
-9,000
Closed -$5.03M
REKR icon
1754
PUT
Rekor Systems
REKR
$86.1M
– –
-652,100
Closed -$6.63M
RGR icon
1755
Sturm, Ruger & Co
RGR
$604M
– –
-12,500
Closed -$972K
RILY icon
1756
BRC Group Holdings
RILY
$290M
– –
-20,500
Closed -$1.55M
RLMD icon
1757
CALL
Relmada Therapeutics
RLMD
$550M
– –
-58,500
Closed -$1.87M
RLMD icon
1758
Relmada Therapeutics
RLMD
$550M
– –
-5,889
Closed -$189K
RLMD icon
1759
PUT
Relmada Therapeutics
RLMD
$550M
– –
-22,900
Closed -$733K
SAFE
1760
CALL
Safehold
SAFE
$1.18B
– –
-8,505
Closed -$857K
SAGE
1761
DELISTED
Sage Therapeutics
SAGE
– –
-139,600
Closed -$6.4M
FLNA
1762
CALL
Filana Therapeutics
FLNA
$48.3M
– –
-100,000
Closed -$8.54M
FLNA
1763
Filana Therapeutics
FLNA
$48.3M
– –
-45,000
Closed -$3.76M
SBH icon
1764
CALL
Sally Beauty Holdings
SBH
$1.46B
– –
-23,600
Closed -$521K
SBH icon
1765
PUT
Sally Beauty Holdings
SBH
$1.46B
– –
-31,500
Closed -$695K
SBSW icon
1766
PUT
Sibanye-Stillwater
SBSW
$6.23B
– –
-150,000
Closed -$2.51M
SCCO icon
1767
Southern Copper
SCCO
$144B
– –
-20,496
Closed -$1.22M
SCCO icon
1768
PUT
Southern Copper
SCCO
$144B
– –
-53,936
Closed -$3.22M
SCI icon
1769
CALL
Service Corp International
SCI
$11.7B
– –
-250,000
Closed -$13.4M
SCS
1770
CALL
DELISTED
Steelcase
SCS
– –
-50,000
Closed -$755K
SEER icon
1771
CALL
Seer Inc
SEER
$122M
– –
-102,100
Closed -$3.35M
SFM icon
1772
Sprouts Farmers Market
SFM
$8.16B
– –
-10,008
Closed -$249K
SIMO icon
1773
CALL
Silicon Motion
SIMO
$8.9B
– –
-100,000
Closed -$6.41M
SKT icon
1774
CALL
Tanger
SKT
$4.69B
– –
-190,000
Closed -$3.58M
SKYW icon
1775
CALL
Skywest
SKYW
$4.32B
– –
-30,000
Closed -$1.29M
69 70
71
72 73

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.