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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
1726
Texas Instruments
TXN
$252B
– –
-1,000
Closed -$155K
TXN icon
1727
PUT
Texas Instruments
TXN
$252B
– –
-26,000
Closed -$4.03M
UA icon
1728
CALL
Under Armour Class C
UA
$2.79B
– –
-29,300
Closed -$175K
UAN icon
1729
CVR Partners
UAN
$1.35B
– –
-227,388
Closed -$26M
UAN icon
1730
PUT
CVR Partners
UAN
$1.35B
– –
-216,400
Closed -$24.8M
UEC icon
1731
Uranium Energy
UEC
$4.72B
– –
-25,000
Closed -$87K
UNFI icon
1732
CALL
United Natural Foods
UNFI
$3.07B
– –
-30,000
Closed -$1.03M
UNFI icon
1733
United Natural Foods
UNFI
$3.07B
– –
-16,000
Closed -$551K
UNG icon
1734
United States Natural Gas Fund
UNG
$452M
– –
-12,000
Closed -$1.12M
UNIT
1735
CALL
Uniti Group
UNIT
$2.37B
– –
-910,000
Closed -$6.32M
UNM icon
1736
CALL
Unum
UNM
$13.6B
– –
-35,000
Closed -$1.36M
UNP icon
1737
Union Pacific
UNP
$173B
– –
-2,122
Closed -$435K
UPBD icon
1738
Upbound Group
UPBD
$1.13B
– –
-34,102
Closed -$597K
UPBD icon
1739
PUT
Upbound Group
UPBD
$1.13B
– –
-220,000
Closed -$3.85M
URBN icon
1740
Urban Outfitters
URBN
$6.38B
– –
-5,974
Closed -$149K
USB icon
1741
CALL
US Bancorp
USB
$98.4B
– –
-55,000
Closed -$2.22M
USFD icon
1742
CALL
US Foods
USFD
$22.1B
– –
-107,500
Closed -$2.84M
UTHR icon
1743
CALL
United Therapeutics
UTHR
$25.9B
– –
-60,000
Closed -$12.6M
UTHR icon
1744
United Therapeutics
UTHR
$25.9B
– –
-5,000
Closed -$1.05M
UTHR icon
1745
PUT
United Therapeutics
UTHR
$25.9B
– –
-100,000
Closed -$20.9M
UUUU icon
1746
Energy Fuels
UUUU
$2.87B
– –
-28,887
Closed -$191K
V icon
1747
CALL
Visa
V
$683B
– –
-59,500
Closed -$10.6M
VERV
1748
DELISTED
Verve Therapeutics
VERV
– –
-10,000
Closed -$342K
VERV
1749
PUT
DELISTED
Verve Therapeutics
VERV
– –
-15,800
Closed -$542K
VIPS icon
1750
Vipshop
VIPS
$7.32B
– –
-4,800
Closed -$47.7K
68 69
70
71 72

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.