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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
1726
CALL
Micron Technology
MU
$1.05T
– –
-25,000
Closed -$1.38M
MU icon
1727
Micron Technology
MU
$1.05T
– –
-24,000
Closed -$1.33M
MVST icon
1728
Microvast
MVST
$223M
– –
-92,500
Closed -$205K
MYPS icon
1729
CALL
PLAYSTUDIOS Inc
MYPS
$59.1M
– –
-95,000
Closed -$407K
MYPS icon
1730
PUT
PLAYSTUDIOS Inc
MYPS
$59.1M
– –
-95,000
Closed -$407K
NAT icon
1731
CALL
Nordic American Tanker
NAT
$1.66B
– –
-39,300
Closed -$84K
NAT icon
1732
Nordic American Tanker
NAT
$1.66B
– –
-510,206
Closed -$1.09M
NBIX icon
1733
PUT
Neurocrine Biosciences
NBIX
$15.2B
– –
-55,000
Closed -$5.36M
NET icon
1734
Cloudflare
NET
$117B
– –
-15,434
Closed -$675K
NET icon
1735
PUT
Cloudflare
NET
$117B
– –
-200,000
Closed -$8.75M
NFE icon
1736
PUT
New Fortress Energy
NFE
$3.65B
– –
-2,000
Closed -$3.96M
NFLX icon
1737
Netflix
NFLX
$324B
– –
-6,210
Closed -$138K
NKE icon
1738
CALL
Nike
NKE
$53.7B
– –
-135,000
Closed -$13.8M
NKTR icon
1739
CALL
Nektar Therapeutics
NKTR
$2.28B
– –
-7,627
Closed -$435K
NKTX icon
1740
CALL
Nkarta
NKTX
$206M
– –
-45,000
Closed -$554K
NKTX icon
1741
Nkarta
NKTX
$206M
– –
-12,459
Closed -$153K
NKTX icon
1742
PUT
Nkarta
NKTX
$206M
– –
-45,000
Closed -$554K
NMM icon
1743
PUT
Navios Maritime Partners
NMM
$2.69B
– –
-167,100
Closed -$3.84M
NOG icon
1744
CALL
Northern Oil and Gas
NOG
$2.89B
– –
-160,000
Closed -$4.04M
NRG icon
1745
NRG Energy
NRG
$22.3B
– –
-15,000
Closed -$598K
NRP icon
1746
CALL
Natural Resource Partners
NRP
$1.47B
– –
-20,000
Closed -$745K
NTAP icon
1747
PUT
NetApp
NTAP
$37.3B
– –
-40,000
Closed -$2.61M
NTES icon
1748
CALL
NetEase
NTES
$76.5B
– –
-5,900
Closed -$551K
NUE icon
1749
CALL
Nucor
NUE
$58.7B
– –
-30,000
Closed -$3.13M
NUE icon
1750
Nucor
NUE
$58.7B
– –
-9,045
Closed -$944K
68 69
70
71 72

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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.