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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAY icon
1726
CALL
Dave & Buster's
PLAY
$375M
– –
-38,000
Closed -$1.54M
PLAY icon
1727
Dave & Buster's
PLAY
$375M
– –
-500
Closed -$20K
PLCE icon
1728
PUT
Children's Place
PLCE
$53.6M
– –
-10,000
Closed -$931K
PLNT icon
1729
Planet Fitness
PLNT
$4.38B
– –
-83,125
Closed -$6.32M
PLTR icon
1730
CALL
Palantir
PLTR
$294B
– –
-245,500
Closed -$6.47M
PNR icon
1731
CALL
Pentair
PNR
$10.4B
– –
-96,800
Closed -$6.53M
PNR icon
1732
PUT
Pentair
PNR
$10.4B
– –
-25,800
Closed -$1.74M
POOL icon
1733
CALL
Pool Corp
POOL
$6.73B
– –
-14,800
Closed -$6.79M
POOL icon
1734
PUT
Pool Corp
POOL
$6.73B
– –
-4,000
Closed -$1.83M
PRDO icon
1735
CALL
Perdoceo Education
PRDO
$1.98B
– –
-100,000
Closed -$1.23M
PRTA icon
1736
CALL
Prothena Corp
PRTA
$425M
– –
-30,000
Closed -$1.54M
PSFE icon
1737
CALL
Paysafe
PSFE
$417M
– –
-825
Closed -$119K
PSNL icon
1738
CALL
Personalis
PSNL
$1.35B
– –
-77,500
Closed -$1.96M
PSNL icon
1739
PUT
Personalis
PSNL
$1.35B
– –
-77,500
Closed -$1.96M
PSX icon
1740
CALL
Phillips 66
PSX
$84.2B
– –
-30,000
Closed -$2.58M
PTEN icon
1741
CALL
Patterson-UTI
PTEN
$3.94B
– –
-96,000
Closed -$954K
PUBM icon
1742
PubMatic
PUBM
$588M
– –
-9,000
Closed -$352K
PUBM icon
1743
PUT
PubMatic
PUBM
$588M
– –
-57,100
Closed -$2.23M
QMCO icon
1744
Quantum Corp
QMCO
$424M
– –
-2,496
Closed -$344K
QS icon
1745
CALL
QuantumScape Corp
QS
$3.22B
– –
-845,000
Closed -$24.7M
RAMP icon
1746
CALL
LiveRamp
RAMP
$2.3B
– –
-187,500
Closed -$8.79M
RAPT
1747
DELISTED
RAPT Therapeutics
RAPT
– –
-52,607
Closed -$13.9M
RAPT
1748
PUT
DELISTED
RAPT Therapeutics
RAPT
– –
-65,300
Closed -$16.6M
RCKT icon
1749
CALL
Rocket Pharmaceuticals
RCKT
$336M
– –
-30,300
Closed -$1.34M
RCL icon
1750
Royal Caribbean
RCL
$85.6B
– –
-8,000
Closed -$647K
68 69
70
71 72

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.