We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLAY icon
1726
CALL
Dave & Buster's
PLAY
$239M
– –
-38,000
Closed -$1.54M
PLAY icon
1727
Dave & Buster's
PLAY
$239M
– –
-500
Closed -$20K
PLCE icon
1728
PUT
Children's Place
PLCE
$42.3M
– –
-10,000
Closed -$931K
PLNT icon
1729
Planet Fitness
PLNT
$3.84B
– –
-83,125
Closed -$6.32M
PLTR icon
1730
CALL
Palantir
PLTR
$415B
– –
-245,500
Closed -$6.47M
PNR icon
1731
CALL
Pentair
PNR
$9.03B
– –
-96,800
Closed -$6.53M
PNR icon
1732
PUT
Pentair
PNR
$9.03B
– –
-25,800
Closed -$1.74M
POOL icon
1733
CALL
Pool Corp
POOL
$6.06B
– –
-14,800
Closed -$6.79M
POOL icon
1734
PUT
Pool Corp
POOL
$6.06B
– –
-4,000
Closed -$1.83M
PRDO icon
1735
CALL
Perdoceo Education
PRDO
$2.06B
– –
-100,000
Closed -$1.23M
PRTA icon
1736
CALL
Prothena Corp
PRTA
$428M
– –
-30,000
Closed -$1.54M
PSFE icon
1737
CALL
Paysafe
PSFE
$331M
– –
-825
Closed -$119K
PSNL icon
1738
CALL
Personalis
PSNL
$1.72B
– –
-77,500
Closed -$1.96M
PSNL icon
1739
PUT
Personalis
PSNL
$1.72B
– –
-77,500
Closed -$1.96M
PSX icon
1740
CALL
Phillips 66
PSX
$106B
– –
-30,000
Closed -$2.58M
PTEN icon
1741
CALL
Patterson-UTI
PTEN
$4.85B
– –
-96,000
Closed -$954K
PUBM icon
1742
PubMatic
PUBM
$764M
– –
-9,000
Closed -$352K
PUBM icon
1743
PUT
PubMatic
PUBM
$764M
– –
-57,100
Closed -$2.23M
QMCO icon
1744
Quantum Corp
QMCO
$917M
– –
-2,496
Closed -$344K
QS icon
1745
CALL
QuantumScape Corp
QS
$3.11B
– –
-845,000
Closed -$24.7M
RAMP icon
1746
CALL
LiveRamp
RAMP
$2.29B
– –
-187,500
Closed -$8.79M
RAPT
1747
DELISTED
RAPT Therapeutics
RAPT
– –
-52,607
Closed -$13.9M
RAPT
1748
PUT
DELISTED
RAPT Therapeutics
RAPT
– –
-65,300
Closed -$16.6M
RCKT icon
1749
CALL
Rocket Pharmaceuticals
RCKT
$374M
– –
-30,300
Closed -$1.34M
RCL icon
1750
Royal Caribbean
RCL
$66.7B
– –
-8,000
Closed -$647K
68 69
70
71 72

Similar funds

AWM
AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return
LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $21.7B AUM 79.24% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.