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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$248M
Cap. Flow %
3.82%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.09%
2 Healthcare 2.41%
3 Technology 1.47%
4 Consumer Discretionary 1.45%
5 Financials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITRI icon
151
CALL
Itron
ITRI
$4.04B
$10.4M 0.16%
171,500
+52,500
+44% +$3.6M
AKRO
152
CALL
DELISTED
Akero Therapeutics
AKRO
$10.4M 0.16%
205,300
+171,200
+502% +$7.97M
HE icon
153
PUT
Hawaiian Electric Industries
HE
$1.76B
$10.3M 0.16%
+837,000
New +$20.4M
AX icon
154
PUT
Axos Financial
AX
$5.26B
$10.2M 0.16%
+270,000
New +$11.4M
ASTL icon
155
CALL
Algoma Steel
ASTL
$444M
$10.2M 0.16%
1,500,600
– –
VRTX icon
156
CALL
Vertex Pharmaceuticals
VRTX
$130B
$10.1M 0.16%
+29,000
New +$10.1M
UNH icon
157
CALL
UnitedHealth
UNH
$337B
$10.1M 0.16%
+20,000
New +$9.84M
UNH icon
158
PUT
UnitedHealth
UNH
$337B
$10.1M 0.16%
+20,000
New +$9.84M
PAR icon
159
PAR Technology
PAR
$699M
$10M 0.15%
260,000
+108,800
+72% +$4.12M
WDC icon
160
CALL
Western Digital
WDC
$149B
$9.99M 0.15%
289,737
+58,212
+25% +$1.84M
REGN icon
161
Regeneron Pharmaceuticals
REGN
$79.7B
$9.88M 0.15%
+12,000
New +$9.43M
FLR icon
162
Fluor
FLR
$7.23B
$9.8M 0.15%
+266,984
New +$8.94M
PCOR icon
163
CALL
Procore
PCOR
$7.99B
$9.8M 0.15%
+150,000
New +$10M
EMR icon
164
CALL
Emerson Electric
EMR
$82B
$9.79M 0.15%
101,400
– –
APLS
165
PUT
DELISTED
Apellis Pharmaceuticals
APLS
$9.7M 0.15%
255,000
+125,000
+96% +$5.49M
LLY icon
166
CALL
Eli Lilly
LLY
$1.01T
$9.67M 0.15%
18,000
+400
+2% +$206K
AZN icon
167
PUT
AstraZeneca
AZN
$251B
$9.48M 0.15%
70,000
-124,450
-64% -$17M
SU icon
168
CALL
Suncor Energy
SU
$84.1B
$9.45M 0.15%
275,000
– –
FLEX icon
169
PUT
Flex
FLEX
$39.9B
$9.42M 0.15%
463,123
-1,327
-0.3% -$26.9K
OXY icon
170
PUT
Occidental Petroleum
OXY
$63.5B
$9.41M 0.14%
145,000
-150,000
-51% -$9.44M
JETS icon
171
PUT
US Global Jets ETF
JETS
$729M
$9.37M 0.14%
+550,000
New +$10.9M
PM icon
172
CALL
Philip Morris
PM
$303B
$9.26M 0.14%
+100,000
New +$9.62M
MPC icon
173
CALL
Marathon Petroleum
MPC
$115B
$9.08M 0.14%
+60,000
New +$8.36M
TAL icon
174
CALL
TAL Education Group
TAL
$6.52B
$9M 0.14%
+988,300
New +$6.93M
WPC icon
175
PUT
W.P. Carey
WPC
$15.6B
$8.9M 0.14%
+167,955
New +$10.8M
5 6
7
8 9

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Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $248M of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Miscellaneous at 89% of assets, down from 90% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.