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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPB icon
151
Turning Point Brands
TPB
$1.54B
$8.2M 0.19%
184,000
+166,500
+951% +$6.29M
CRM icon
152
PUT
Salesforce
CRM
$153B
$8.12M 0.19%
36,500
– –
QURE icon
153
PUT
uniQure
QURE
$3.02B
$8.09M 0.18%
223,800
+72,800
+48% +$3.07M
SE icon
154
PUT
Sea Limited
SE
$67.7B
$7.96M 0.18%
40,000
-16,800
-30% -$2.99M
CHTR icon
155
Charter Communications
CHTR
$17.2B
$7.87M 0.18%
11,900
+3,400
+40% +$2.16M
FIVN icon
156
CALL
FIVE9
FIVN
$2.22B
$7.85M 0.18%
+45,000
New +$6.84M
NBIX icon
157
PUT
Neurocrine Biosciences
NBIX
$16.9B
$7.67M 0.17%
80,000
+11,000
+16% +$1.06M
CLDR
158
PUT
DELISTED
Cloudera, Inc.
CLDR
$7.67M 0.17%
551,200
-2,000
-0.4% -$22.9K
QGEN icon
159
CALL
Qiagen
QGEN
$8.7B
$7.66M 0.17%
+136,743
New +$7.3M
XLB icon
160
State Street Materials Select Sector SPDR ETF
XLB
$8.32B
$7.6M 0.17%
+210,000
New +$7.19M
MAC icon
161
PUT
Macerich
MAC
$7.34B
$7.58M 0.17%
+710,000
New +$6.45M
CROX icon
162
Crocs
CROX
$6.5B
$7.54M 0.17%
120,408
+46,608
+63% +$2.66M
IAA
163
CALL
DELISTED
IAA, Inc. Common Stock
IAA
$7.41M 0.17%
114,000
-21,000
-16% -$1.26M
ARGX icon
164
PUT
argenx
ARGX
$52.1B
$7.35M 0.17%
25,000
+5,000
+25% +$1.37M
IPHI
165
CALL
DELISTED
INPHI CORPORATION
IPHI
$7.27M 0.17%
+45,300
New +$6.37M
REGN icon
166
CALL
Regeneron Pharmaceuticals
REGN
$78.2B
$7.25M 0.17%
+15,000
New +$8.1M
SABR icon
167
PUT
Sabre
SABR
$779M
$7.23M 0.16%
602,000
+557,000
+1,238% +$5.15M
FL
168
CALL
DELISTED
Foot Locker
FL
$7.19M 0.16%
177,800
– –
QDEL icon
169
CALL
QuidelOrtho
QDEL
$1.2B
$7.19M 0.16%
40,000
+9,000
+29% +$2M
UNIT
170
CALL
Uniti Group
UNIT
$2.36B
$7.17M 0.16%
611,300
+4,200
+0.7% +$43.7K
AXTA icon
171
CALL
Axalta
AXTA
$7.78B
$7.17M 0.16%
251,000
-79,100
-24% -$2.15M
ZEN
172
CALL
DELISTED
ZENDESK INC
ZEN
$7.16M 0.16%
+50,000
New +$6.2M
ALLY icon
173
PUT
Ally Financial
ALLY
$13.4B
$7.13M 0.16%
200,000
– –
DD icon
174
DuPont de Nemours
DD
$18.8B
$7.09M 0.16%
+79,428
New +$6.24M
LNW
175
CALL
DELISTED
Light & Wonder
LNW
$7.03M 0.16%
169,400
– –
5 6
7
8 9

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ASRS
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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.