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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUS icon
1701
PUT
Nu Skin
NUS
$251M
– –
-110,200
Closed -$6.24M
NVO
1702
Novo Nordisk
NVO
$207B
– –
-40,000
Closed -$1.68M
NVS icon
1703
CALL
Novartis
NVS
$297B
– –
-73,000
Closed -$6.66M
NVST icon
1704
Envista
NVST
$4.45B
– –
-10,000
Closed -$432K
NWBI icon
1705
CALL
Northwest Bancshares
NWBI
$2.3B
– –
-200,000
Closed -$2.73M
NXST icon
1706
CALL
Nexstar Media Group
NXST
$5.83B
– –
-30,000
Closed -$4.44M
NXST icon
1707
PUT
Nexstar Media Group
NXST
$5.83B
– –
-30,000
Closed -$4.44M
ADAM
1708
Adamas Trust
ADAM
$817M
– –
-2,300
Closed -$40K
OCGN icon
1709
PUT
Ocugen
OCGN
$423M
– –
-200,000
Closed -$1.61M
OII icon
1710
CALL
Oceaneering
OII
$4.86B
– –
-87,200
Closed -$1.36M
OLLI icon
1711
Ollie's Bargain Outlet
OLLI
$4.42B
– –
-2,400
Closed -$201K
OMC icon
1712
Omnicom Group
OMC
$21.5B
– –
-36,342
Closed -$2.91M
OMC icon
1713
PUT
Omnicom Group
OMC
$21.5B
– –
-77,500
Closed -$6.2M
ORGN
1714
CALL
DELISTED
Origin Materials
ORGN
– –
-6,667
Closed -$1.64M
OUT icon
1715
Outfront Media
OUT
$5.62B
– –
-76,175
Closed -$1.8M
PAA icon
1716
CALL
Plains All American Pipeline
PAA
$17.3B
– –
-100,000
Closed -$1.14M
PACB icon
1717
Pacific Biosciences
PACB
$441M
– –
-19,700
Closed -$584K
PANW icon
1718
Palo Alto Networks
PANW
$270B
– –
-51,000
Closed -$3.58M
PARR icon
1719
PUT
Par Pacific Holdings
PARR
$4.32B
– –
-100,000
Closed -$1.68M
PARA
1720
DELISTED
Paramount Global Class B
PARA
– –
-71,300
Closed -$2.91M
PAYO icon
1721
Payoneer
PAYO
$2.42B
– –
-42,000
Closed -$435K
PAYO icon
1722
PUT
Payoneer
PAYO
$2.42B
– –
-100,000
Closed -$1.04M
PFE icon
1723
CALL
Pfizer
PFE
$143B
– –
-250,000
Closed -$9.79M
PGNY icon
1724
CALL
Progyny
PGNY
$2.44B
– –
-45,000
Closed -$2.66M
PK icon
1725
Park Hotels & Resorts
PK
$3.04B
– –
-12,500
Closed -$236K
67 68
69
70 71

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.