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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNAP icon
1676
CALL
Snap
SNAP
$7.89B
– –
-240,000
Closed -$2.36M
SNAP icon
1677
PUT
Snap
SNAP
$7.89B
– –
-1,170,000
Closed -$11.5M
SNBR
1678
DELISTED
Sleep Number
SNBR
– –
-3,000
Closed -$101K
SNBR
1679
PUT
DELISTED
Sleep Number
SNBR
– –
-25,000
Closed -$845K
SNX icon
1680
CALL
TD Synnex
SNX
$20.4B
– –
-10,000
Closed -$813K
SNY icon
1681
CALL
Sanofi
SNY
$103B
– –
-75,000
Closed -$2.85M
SNY icon
1682
Sanofi
SNY
$103B
– –
-87,500
Closed -$3.33M
SNY icon
1683
PUT
Sanofi
SNY
$103B
– –
-121,600
Closed -$4.62M
SPGI icon
1684
CALL
S&P Global
SPGI
$121B
– –
-14,000
Closed -$4.28M
SRPT icon
1685
Sarepta Therapeutics
SRPT
$1.57B
– –
-772
Closed -$89.5K
STAA icon
1686
STAAR Surgical
STAA
$1.21B
– –
-23,374
Closed -$1.47M
STNG icon
1687
CALL
Scorpio Tankers
STNG
$3.87B
– –
-45,000
Closed -$1.89M
STNG icon
1688
PUT
Scorpio Tankers
STNG
$3.87B
– –
-124,200
Closed -$5.22M
STNE icon
1689
StoneCo
STNE
$2.77B
– –
-6,544
Closed -$68.5K
STNE icon
1690
PUT
StoneCo
STNE
$2.77B
– –
-75,000
Closed -$714K
STR
1691
CALL
DELISTED
Sitio Royalties
STR
– –
-20,000
Closed -$442K
STZ icon
1692
CALL
Constellation Brands
STZ
$22.2B
– –
-48,800
Closed -$11.2M
STZ icon
1693
PUT
Constellation Brands
STZ
$22.2B
– –
-78,500
Closed -$18M
SU icon
1694
Suncor Energy
SU
$79.4B
– –
-20,000
Closed -$657K
SWX icon
1695
Southwest Gas
SWX
$6.47B
– –
-2,200
Closed -$154K
TASK icon
1696
TaskUs
TASK
$556M
– –
-29,630
Closed -$478K
TASK icon
1697
PUT
TaskUs
TASK
$556M
– –
-51,900
Closed -$835K
TCOM icon
1698
Trip.com Group
TCOM
$29.6B
– –
-709
Closed -$20.4K
TECK icon
1699
CALL
Teck Resources
TECK
$29.6B
– –
-69,700
Closed -$2.12M
TER icon
1700
Teradyne
TER
$57.6B
– –
-37,250
Closed -$2.8M
66 67
68
69 70

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.