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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLMD icon
1651
PUT
Relmada Therapeutics
RLMD
$557M
– –
-262,100
Closed -$9.7M
ROOT icon
1652
Root
ROOT
$857M
– –
-591
Closed -$5K
RPD icon
1653
PUT
Rapid7
RPD
$645M
– –
-42,100
Closed -$1.81M
RPM icon
1654
CALL
RPM International
RPM
$13.7B
– –
-57,600
Closed -$4.8M
RVLV icon
1655
Revolve Group
RVLV
$1.8B
– –
-26,000
Closed -$563K
RVLV icon
1656
PUT
Revolve Group
RVLV
$1.8B
– –
-50,000
Closed -$1.08M
RWT
1657
CALL
Redwood Trust
RWT
$574M
– –
-50,000
Closed -$286K
FLNA
1658
Filana Therapeutics
FLNA
$48.8M
– –
-600
Closed -$21.6K
SBLK icon
1659
Star Bulk Carriers
SBLK
$3.21B
– –
-207,769
Closed -$3.63M
SBLK icon
1660
PUT
Star Bulk Carriers
SBLK
$3.21B
– –
-207,700
Closed -$3.63M
SBSW icon
1661
Sibanye-Stillwater
SBSW
$6.26B
– –
-9,776
Closed -$92K
SBUX icon
1662
CALL
Starbucks
SBUX
$120B
– –
-152,000
Closed -$12.8M
SBUX icon
1663
Starbucks
SBUX
$120B
– –
-1,635
Closed -$138K
SCHW
1664
PUT
Charles Schwab
SCHW
$183B
– –
-24,000
Closed -$1.73M
SD icon
1665
SandRidge Energy
SD
$514M
– –
-92,530
Closed -$1.51M
SD icon
1666
PUT
SandRidge Energy
SD
$514M
– –
-350,000
Closed -$5.71M
SDGR icon
1667
Schrodinger
SDGR
$1.13B
– –
-13,453
Closed -$279K
SE icon
1668
CALL
Sea Limited
SE
$65.4B
– –
-140,000
Closed -$7.85M
SE icon
1669
PUT
Sea Limited
SE
$65.4B
– –
-40,000
Closed -$2.24M
SEDG icon
1670
CALL
SolarEdge
SEDG
$2.51B
– –
-1,500
Closed -$347K
SHLS icon
1671
Shoals Technologies Group
SHLS
$1.47B
– –
-24,307
Closed -$587K
SKIN icon
1672
PUT
SkinHealth Systems
SKIN
$88.8M
– –
-62,200
Closed -$734K
SLI
1673
PUT
Standard Lithium
SLI
$502M
– –
-175,000
Closed -$757K
SMCI icon
1674
Super Micro Computer
SMCI
$18.4B
– –
-73,260
Closed -$404K
SMH icon
1675
VanEck Semiconductor ETF
SMH
$65.2B
– –
-1,400
Closed -$142K
65 66
67
68 69

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.