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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRRO icon
1651
CALL
Korro Bio
KRRO
$207M
– –
-850
Closed -$424K
KT icon
1652
KT
KT
$9.45B
– –
-18,000
Closed -$251K
KTB icon
1653
Kontoor Brands
KTB
$3.66B
– –
-17,000
Closed -$959K
KURA icon
1654
Kura Oncology
KURA
$1.01B
– –
-4,600
Closed -$86.7K
LADR
1655
CALL
Ladder Capital
LADR
$1.21B
– –
-250,000
Closed -$2.88M
LAMR icon
1656
CALL
Lamar Advertising Co
LAMR
$15B
– –
-25,000
Closed -$2.61M
LEA icon
1657
Lear
LEA
$6.22B
– –
-9,000
Closed -$1.58M
LESL icon
1658
Leslie's
LESL
$4.37M
– –
-470
Closed -$225K
LESL icon
1659
PUT
Leslie's
LESL
$4.37M
– –
-12,500
Closed -$6.87M
LFMD icon
1660
LifeMD
LFMD
$164M
– –
-6,959
Closed -$83K
LFMD icon
1661
PUT
LifeMD
LFMD
$164M
– –
-186,200
Closed -$2.19M
LI icon
1662
Li Auto
LI
$11.5B
– –
-47,500
Closed -$1.43M
LMT icon
1663
CALL
Lockheed Martin
LMT
$123B
– –
-455,000
Closed -$172M
LSAK icon
1664
Lesaka Technologies
LSAK
$366M
– –
-7,500
Closed -$35K
LSAK icon
1665
PUT
Lesaka Technologies
LSAK
$366M
– –
-15,000
Closed -$70K
LSPD icon
1666
CALL
Lightspeed Commerce
LSPD
$1.27B
– –
-80,000
Closed -$6.69M
LSPD icon
1667
PUT
Lightspeed Commerce
LSPD
$1.27B
– –
-80,000
Closed -$6.69M
LUMN icon
1668
Lumen
LUMN
$7.04B
– –
-72,770
Closed -$912K
LXRX icon
1669
Lexicon Pharmaceuticals
LXRX
$894M
– –
-54,333
Closed -$250K
MC icon
1670
CALL
Moelis & Co
MC
$4.51B
– –
-30,000
Closed -$1.71M
MC icon
1671
Moelis & Co
MC
$4.51B
– –
-7,852
Closed -$447K
MC icon
1672
PUT
Moelis & Co
MC
$4.51B
– –
-30,000
Closed -$1.71M
ONT
1673
CALL
Onterris Inc
ONT
$625M
– –
-34,100
Closed -$1.83M
MGM icon
1674
MGM Resorts International
MGM
$9.87B
– –
-32,250
Closed -$1.31M
MGNI icon
1675
CALL
Magnite
MGNI
$3.4B
– –
-5,000
Closed -$169K
65 66
67
68 69

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LCIP
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BPA
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SA
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AA
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RAM
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.