We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLK
1626
CALL
DELISTED
Splunk Inc
SPLK
– –
-18,400
Closed -$1.95M
ESMT
1627
DELISTED
EngageSmart, Inc.
ESMT
– –
-8,000
Closed -$153K
FTCH
1628
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-40,177
Closed -$243K
FTCH
1629
PUT
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-100,000
Closed -$604K
SGEN
1630
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-55,500
Closed -$11.1M
PACW
1631
CALL
DELISTED
PacWest Bancorp
PACW
– –
-112,000
Closed -$913K
NEWR
1632
DELISTED
New Relic, Inc.
NEWR
– –
-18,700
Closed -$1.22M
NEWR
1633
PUT
DELISTED
New Relic, Inc.
NEWR
– –
-12,500
Closed -$818K
CANO
1634
DELISTED
Cano Health, Inc.
CANO
– –
-374
Closed -$30.7K
RETA
1635
CALL
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-81,400
Closed -$8.3M
RETA
1636
PUT
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-67,000
Closed -$6.83M
WWE
1637
CALL
DELISTED
World Wrestling Entertainment
WWE
– –
-388,000
Closed -$42.1M
WWE
1638
DELISTED
World Wrestling Entertainment
WWE
– –
-186,182
Closed -$20.2M
QUOT
1639
DELISTED
Quotient Technology Inc
QUOT
– –
-45,000
Closed -$173K
BKI
1640
CALL
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-75,000
Closed -$4.48M
BKI
1641
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-54,000
Closed -$3.23M
BKI
1642
PUT
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-157,700
Closed -$9.42M
ROIVW
1643
DELISTED
Roivant Sciences Ltd. Warrant
ROIVW
– –
-126,856
Closed -$315K
DICE
1644
CALL
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
– –
-50,000
Closed -$2.32M
MIMO.WS
1645
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
– –
-207,222
Closed -$249
BBBY
1646
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-583
Closed -$160
BBBY
1647
PUT
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-125,000
Closed -$34.3K
ESTE
1648
CALL
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-540,000
Closed -$7.72M
EGLE
1649
DELISTED
Eagle Bulk Shipping Inc.
EGLE
– –
-36,000
Closed -$1.73M
ATVI
1650
DELISTED
Activision Blizzard
ATVI
– –
-140,000
Closed -$12.8M
63 64 65
66
67

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.