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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRO
1626
DELISTED
PROS Holdings
PRO
– –
-21,100
Closed -$517K
PRO
1627
PUT
DELISTED
PROS Holdings
PRO
– –
-42,200
Closed -$1.04M
PROF
1628
CALL
Profound Medical
PROF
$208M
– –
-222,300
Closed -$897K
PROF
1629
Profound Medical
PROF
$208M
– –
-61,225
Closed -$247K
PROF
1630
PUT
Profound Medical
PROF
$208M
– –
-31,600
Closed -$128K
PRTA icon
1631
PUT
Prothena Corp
PRTA
$428M
– –
-125,000
Closed -$7.58M
PSA icon
1632
CALL
Public Storage
PSA
$55.4B
– –
-19,100
Closed -$5.59M
PTCT icon
1633
PUT
PTC Therapeutics
PTCT
$5.48B
– –
-50,000
Closed -$2.51M
PTON icon
1634
PUT
Peloton Interactive
PTON
$2.13B
– –
-27,000
Closed -$188K
PWR icon
1635
Quanta Services
PWR
$92.2B
– –
-9,000
Closed -$1.15M
PWR icon
1636
PUT
Quanta Services
PWR
$92.2B
– –
-20,000
Closed -$2.55M
PYPL icon
1637
PayPal
PYPL
$46B
– –
-2,311
Closed -$185K
QUAD icon
1638
CALL
Quad
QUAD
$492M
– –
-100,000
Closed -$256K
QUAD icon
1639
Quad
QUAD
$492M
– –
-432
Closed -$1K
R icon
1640
CALL
Ryder
R
$9.25B
– –
-147,500
Closed -$11.1M
R icon
1641
Ryder
R
$9.25B
– –
-70,330
Closed -$5.31M
RCEL icon
1642
CALL
Avita Medical
RCEL
$316M
– –
-200,400
Closed -$1.05M
RCEL icon
1643
Avita Medical
RCEL
$316M
– –
-106,959
Closed -$563K
RCKT icon
1644
PUT
Rocket Pharmaceuticals
RCKT
$374M
– –
-26,800
Closed -$427K
RCL icon
1645
Royal Caribbean
RCL
$66.7B
– –
-224
Closed -$11.7K
REAL icon
1646
CALL
The RealReal
REAL
$1.15B
– –
-671,300
Closed -$1.01M
REAL icon
1647
The RealReal
REAL
$1.15B
– –
-290,288
Closed -$436K
REAL icon
1648
PUT
The RealReal
REAL
$1.15B
– –
-150,000
Closed -$226K
RELY icon
1649
CALL
Remitly
RELY
$4.62B
– –
-25,000
Closed -$278K
RH icon
1650
PUT
RH
RH
$2.36B
– –
-46,500
Closed -$11.4M
64 65
66
67 68

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AWM
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LCIP
Life Cycle Investment Partners London $21.4B AUM
BPA
Beacon Pointe Advisors Newport Beach, California $21.5B AUM 23.65% 1-Year Est. Return
SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
Resona Asset Management Koto-Ku,tokyo, Japan $21.3B AUM 36.92% 1-Year Est. Return
FCM
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BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.