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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRO
1626
DELISTED
PROS Holdings
PRO
– –
-21,100
Closed -$517K
PRO
1627
PUT
DELISTED
PROS Holdings
PRO
– –
-42,200
Closed -$1.04M
PROF
1628
CALL
Profound Medical
PROF
$268M
– –
-222,300
Closed -$897K
PROF
1629
Profound Medical
PROF
$268M
– –
-61,225
Closed -$247K
PROF
1630
PUT
Profound Medical
PROF
$268M
– –
-31,600
Closed -$128K
PRTA icon
1631
PUT
Prothena Corp
PRTA
$425M
– –
-125,000
Closed -$7.58M
PSA icon
1632
CALL
Public Storage
PSA
$60.5B
– –
-19,100
Closed -$5.59M
PTCT icon
1633
PUT
PTC Therapeutics
PTCT
$5.64B
– –
-50,000
Closed -$2.51M
PTON icon
1634
PUT
Peloton Interactive
PTON
$2.77B
– –
-27,000
Closed -$188K
PWR icon
1635
Quanta Services
PWR
$100B
– –
-9,000
Closed -$1.15M
PWR icon
1636
PUT
Quanta Services
PWR
$100B
– –
-20,000
Closed -$2.55M
PYPL icon
1637
PayPal
PYPL
$48.9B
– –
-2,311
Closed -$185K
QUAD icon
1638
CALL
Quad
QUAD
$536M
– –
-100,000
Closed -$256K
QUAD icon
1639
Quad
QUAD
$536M
– –
-432
Closed -$1K
R icon
1640
CALL
Ryder
R
$9.83B
– –
-147,500
Closed -$11.1M
R icon
1641
Ryder
R
$9.83B
– –
-70,330
Closed -$5.31M
RCEL icon
1642
CALL
Avita Medical
RCEL
$135M
– –
-200,400
Closed -$1.05M
RCEL icon
1643
Avita Medical
RCEL
$135M
– –
-106,959
Closed -$563K
RCKT icon
1644
PUT
Rocket Pharmaceuticals
RCKT
$340M
– –
-26,800
Closed -$427K
RCL icon
1645
Royal Caribbean
RCL
$85.1B
– –
-224
Closed -$11.7K
REAL icon
1646
CALL
The RealReal
REAL
$1.46B
– –
-671,300
Closed -$1.01M
REAL icon
1647
The RealReal
REAL
$1.46B
– –
-290,288
Closed -$436K
REAL icon
1648
PUT
The RealReal
REAL
$1.46B
– –
-150,000
Closed -$226K
RELY icon
1649
CALL
Remitly
RELY
$4.79B
– –
-25,000
Closed -$278K
RH icon
1650
PUT
RH
RH
$3.13B
– –
-46,500
Closed -$11.4M
64 65
66
67 68

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.