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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDS icon
1626
PUT
GDS Holdings
GDS
$6.1B
– –
-30,000
Closed -$1M
GES
1627
CALL
DELISTED
Guess Inc
GES
– –
-190,000
Closed -$3.24M
GFS icon
1628
PUT
GlobalFoundries
GFS
$23.5B
– –
-100,000
Closed -$4.03M
GIL icon
1629
CALL
Gildan
GIL
$8.5B
– –
-100,000
Closed -$2.88M
LKFT
1630
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.83B
– –
-3,900
Closed -$218K
GOSS icon
1631
CALL
Gossamer Bio
GOSS
$63.4M
– –
-1,234
Closed -$826K
GPN icon
1632
CALL
Global Payments
GPN
$23.5B
– –
-20,000
Closed -$2.21M
GPN icon
1633
Global Payments
GPN
$23.5B
– –
-6,500
Closed -$719K
GPN icon
1634
PUT
Global Payments
GPN
$23.5B
– –
-20,000
Closed -$2.21M
GSG icon
1635
CALL
iShares S&P GSCI Commodity-Indexed Trust
GSG
$1.08B
– –
-500,000
Closed -$11.6M
GTN icon
1636
CALL
Gray Television
GTN
$492M
– –
-125,000
Closed -$2.11M
COLO
1637
CALL
Global X MSCI Colombia ETF
COLO
$230M
– –
-107,500
Closed -$2.04M
COLO
1638
Global X MSCI Colombia ETF
COLO
$230M
– –
-12,500
Closed -$312K
COLO
1639
PUT
Global X MSCI Colombia ETF
COLO
$230M
– –
-2,500
Closed -$62K
HAE icon
1640
CALL
Haemonetics
HAE
$4.83B
– –
-131,500
Closed -$8.57M
HAE icon
1641
PUT
Haemonetics
HAE
$4.83B
– –
-186,300
Closed -$12.1M
HAIN icon
1642
CALL
Hain Celestial
HAIN
$56.7M
– –
-296,100
Closed -$7.03M
HBI
1643
DELISTED
Hanesbrands
HBI
– –
-61,436
Closed -$603K
HIMX
1644
PUT
Himax Technologies
HIMX
$2.31B
– –
-123,100
Closed -$921K
HOG icon
1645
Harley-Davidson
HOG
$2.87B
– –
-50,600
Closed -$1.6M
HOG icon
1646
PUT
Harley-Davidson
HOG
$2.87B
– –
-375,000
Closed -$11.9M
HOLX
1647
CALL
DELISTED
Hologic
HOLX
– –
-75,000
Closed -$5.2M
HPE icon
1648
Hewlett Packard
HPE
$74.2B
– –
-60,000
Closed -$796K
HPE icon
1649
PUT
Hewlett Packard
HPE
$74.2B
– –
-180,000
Closed -$2.39M
HRL icon
1650
Hormel Foods
HRL
$11.4B
– –
-15,000
Closed -$710K
64 65
66
67 68

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BPA
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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.