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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLT icon
1626
Hilton Worldwide
HLT
$69.3B
– –
-38,200
Closed -$4.61M
HLT icon
1627
PUT
Hilton Worldwide
HLT
$69.3B
– –
-68,500
Closed -$8.26M
HMY icon
1628
CALL
Harmony Gold Mining
HMY
$12.2B
– –
-288,000
Closed -$1.07M
HUM icon
1629
Humana
HUM
$47.6B
– –
-3,500
Closed -$1.55M
HUM icon
1630
PUT
Humana
HUM
$47.6B
– –
-34,000
Closed -$15.1M
HYMC icon
1631
Hycroft Mining Holding Corp
HYMC
$1.93B
– –
-7,000
Closed -$214K
IAU icon
1632
iShares Gold Trust
IAU
$63.7B
– –
-17,500
Closed -$590K
IMO icon
1633
PUT
Imperial Oil
IMO
$65.5B
– –
-60,000
Closed -$1.82M
INFL icon
1634
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.64B
– –
-691,420
Closed -$20.8M
INO icon
1635
PUT
Inovio Pharmaceuticals
INO
$120M
– –
-8,333
Closed -$928K
INTC icon
1636
CALL
Intel
INTC
$513B
– –
-600,000
Closed -$33.7M
IQV icon
1637
IQVIA
IQV
$44.4B
– –
-1,503
Closed -$365K
IQV icon
1638
PUT
IQVIA
IQV
$44.4B
– –
-11,000
Closed -$2.67M
IRBT
1639
CALL
DELISTED
iRobot
IRBT
– –
-213,500
Closed -$19.9M
IRON icon
1640
CALL
Disc Medicine
IRON
$2.58B
– –
-12,830
Closed -$2.49M
IRON icon
1641
Disc Medicine
IRON
$2.58B
– –
-2,893
Closed -$562K
IRON icon
1642
PUT
Disc Medicine
IRON
$2.58B
– –
-2,893
Closed -$561K
IT icon
1643
CALL
Gartner
IT
$12.4B
– –
-50,000
Closed -$12.1M
ITB icon
1644
PUT
iShares US Home Construction ETF
ITB
$2.14B
– –
-90,000
Closed -$6.23M
IVR icon
1645
Invesco Mortgage Capital
IVR
$703M
– –
-320
Closed -$10.4K
IYR icon
1646
PUT
iShares US Real Estate ETF
IYR
$4.27B
– –
-485,000
Closed -$49.4M
KEX icon
1647
CALL
Kirby Corp
KEX
$7.34B
– –
-90,000
Closed -$5.46M
KEYS icon
1648
Keysight
KEYS
$53.3B
– –
-3,000
Closed -$463K
KPTI icon
1649
CALL
Karyopharm Therapeutics
KPTI
$34.9M
– –
-5,333
Closed -$826K
KR icon
1650
PUT
Kroger
KR
$37.1B
– –
-100,000
Closed -$3.83M
64 65
66
67 68

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AWM
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LCIP
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BPA
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SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
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FCM
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BG
Bahl & Gaynor Cincinnati, Ohio $21.7B AUM 30.58% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.