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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBT
1601
CMB.TECH NV
CMBT
$4.69B
– –
-14,336
Closed -$218K
NESR
1602
National Energy Services Reunited Corp
NESR
$2.72B
– –
-7,268
Closed -$21.4K
IRD
1603
CALL
Opus Genetics
IRD
$306M
– –
-90,000
Closed -$391K
BERY
1604
PUT
DELISTED
Berry Global Group, Inc.
BERY
– –
-35,828
Closed -$2.12M
ENFN
1605
PUT
DELISTED
Enfusion, Inc.
ENFN
– –
-45,000
Closed -$505K
HCP
1606
CALL
DELISTED
HashiCorp, Inc. Class A Common Stock
HCP
– –
-100,000
Closed -$2.62M
SILV
1607
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
– –
-35,000
Closed -$205K
SUM
1608
CALL
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
– –
-50,000
Closed -$1.89M
SMAR
1609
CALL
DELISTED
Smartsheet Inc.
SMAR
– –
-65,000
Closed -$2.49M
AKTS
1610
CALL
DELISTED
Akoustis Technologies Inc
AKTS
– –
-199,800
Closed -$635K
EVA
1611
DELISTED
Enviva Inc.
EVA
– –
-1,000
Closed -$10.8K
EVA
1612
PUT
DELISTED
Enviva Inc.
EVA
– –
-1,000
Closed -$10.8K
PRFT
1613
DELISTED
Perficient Inc
PRFT
– –
-4,200
Closed -$350K
PRFT
1614
PUT
DELISTED
Perficient Inc
PRFT
– –
-20,000
Closed -$1.67M
LSXMK
1615
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-68,843
Closed -$1.67M
LSXMK
1616
PUT
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
– –
-112,963
Closed -$2.86M
LSXMA
1617
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-103,686
Closed -$2.45M
DO
1618
CALL
DELISTED
Diamond Offshore Drilling, Inc.
DO
– –
-46,300
Closed -$659K
MORF
1619
CALL
DELISTED
Morphic Holding, Inc. Common Stock
MORF
– –
-75,000
Closed -$4.3M
MORF
1620
PUT
DELISTED
Morphic Holding, Inc. Common Stock
MORF
– –
-25,000
Closed -$1.43M
SPWR
1621
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-39,200
Closed -$384K
CERE
1622
PUT
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-30,000
Closed -$954K
HRT
1623
DELISTED
HireRight Holdings Corporation
HRT
– –
-31,479
Closed -$356K
MRNS
1624
CALL
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
– –
-50,000
Closed -$543K
KRTX
1625
PUT
DELISTED
Karuna Therapeutics, Inc. Common Stock
KRTX
– –
-35,000
Closed -$7.59M
63 64
65
66 67

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Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.