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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
1601
CALL
Ovintiv
OVV
$18.5B
– –
-455,000
Closed -$20.9M
PAAS icon
1602
CALL
Pan American Silver
PAAS
$20.1B
– –
-1,500
Closed -$24K
PACB icon
1603
PUT
Pacific Biosciences
PACB
$417M
– –
-131,400
Closed -$763K
PAR icon
1604
CALL
PAR Technology
PAR
$699M
– –
-280,000
Closed -$8.27M
PAR icon
1605
PUT
PAR Technology
PAR
$699M
– –
-88,500
Closed -$2.61M
PARA
1606
PUT
DELISTED
Paramount Global Class B
PARA
– –
-110,000
Closed -$2.1M
PATH icon
1607
UiPath
PATH
$7.42B
– –
-15,000
Closed -$185K
PBR icon
1608
Petrobras
PBR
$140B
– –
-3,639,000
Closed -$43.9M
PBR icon
1609
PUT
Petrobras
PBR
$140B
– –
-4,397,900
Closed -$54.3M
PDBC icon
1610
PUT
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$7.93B
– –
-327,500
Closed -$5.3M
PENN icon
1611
PENN Entertainment
PENN
$2.38B
– –
-42,000
Closed -$1.16M
PFGC icon
1612
CALL
Performance Food Group
PFGC
$14B
– –
-25,000
Closed -$1.07M
PFGC icon
1613
PUT
Performance Food Group
PFGC
$14B
– –
-25,000
Closed -$1.07M
PG icon
1614
Procter & Gamble
PG
$341B
– –
-3,000
Closed -$379K
PL icon
1615
CALL
Planet Labs
PL
$5.83B
– –
-45,000
Closed -$244K
PLAB icon
1616
CALL
Photronics
PLAB
$1.61B
– –
-47,900
Closed -$701K
PLD icon
1617
CALL
Prologis
PLD
$129B
– –
-115,000
Closed -$11.7M
PLD icon
1618
Prologis
PLD
$129B
– –
-1,000
Closed -$102K
PLD icon
1619
PUT
Prologis
PLD
$129B
– –
-69,600
Closed -$7.07M
PLUG icon
1620
PUT
Plug Power
PLUG
$2.86B
– –
-42,500
Closed -$892K
PM icon
1621
CALL
Philip Morris
PM
$303B
– –
-247,500
Closed -$20.5M
POOL icon
1622
Pool Corp
POOL
$6.06B
– –
-7,500
Closed -$2.39M
POOL icon
1623
PUT
Pool Corp
POOL
$6.06B
– –
-23,400
Closed -$7.45M
POST icon
1624
PUT
Post Holdings
POST
$3.5B
– –
-242,500
Closed -$19.9M
PRG icon
1625
PROG Holdings
PRG
$1.45B
– –
-69,048
Closed -$1.18M
63 64
65
66 67

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BPA
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SA
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AA
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RAM
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BG
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.