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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESTA icon
1601
PUT
Establishment Labs
ESTA
$2.13B
– –
-42,500
Closed -$2.31M
EW icon
1602
CALL
Edwards Lifesciences
EW
$49.4B
– –
-34,300
Closed -$3.26M
EWCZ
1603
PUT
DELISTED
European Wax Center
EWCZ
– –
-20,000
Closed -$352K
EXAS
1604
CALL
DELISTED
Exact Sciences
EXAS
– –
-500
Closed -$20K
EXPE icon
1605
Expedia Group
EXPE
$35.2B
– –
-38,400
Closed -$3.64M
EXPE icon
1606
PUT
Expedia Group
EXPE
$35.2B
– –
-46,000
Closed -$4.36M
F icon
1607
CALL
Ford
F
$53.8B
– –
-125,000
Closed -$1.39M
FCNCA icon
1608
CALL
First Citizens BancShares
FCNCA
$24.4B
– –
-13,300
Closed -$8.7M
FCX icon
1609
PUT
Freeport-McMoran
FCX
$99.6B
– –
-1,383,200
Closed -$40.5M
FISV
1610
Fiserv Inc
FISV
$26.6B
– –
-13,700
Closed -$1.4M
FIBK icon
1611
First Interstate BancSystem
FIBK
$3.57B
– –
-20,000
Closed -$762K
FIBK icon
1612
PUT
First Interstate BancSystem
FIBK
$3.57B
– –
-31,500
Closed -$1.2M
FIGS icon
1613
CALL
FIGS
FIGS
$2.21B
– –
-150,000
Closed -$1.37M
FIGS icon
1614
FIGS
FIGS
$2.21B
– –
-2,760
Closed -$25K
FIS icon
1615
Fidelity National Information Services
FIS
$19.3B
– –
-2,120
Closed -$194K
FLGT icon
1616
CALL
Fulgent Genetics
FLGT
$586M
– –
-147,500
Closed -$8.04M
FND icon
1617
Floor & Decor
FND
$4.91B
– –
-7,100
Closed -$447K
FOLD
1618
CALL
DELISTED
Amicus Therapeutics
FOLD
– –
-219,100
Closed -$2.35M
FOLD
1619
PUT
DELISTED
Amicus Therapeutics
FOLD
– –
-100,000
Closed -$1.07M
FPH icon
1620
Five Point Holdings
FPH
$363M
– –
-15,000
Closed -$59K
FROG icon
1621
PUT
JFrog
FROG
$11.7B
– –
-120,000
Closed -$2.53M
FTHM icon
1622
CALL
Fathom Holdings
FTHM
$18.5M
– –
-67,500
Closed -$529K
FTHM icon
1623
Fathom Holdings
FTHM
$18.5M
– –
-44,842
Closed -$352K
FTHM icon
1624
PUT
Fathom Holdings
FTHM
$18.5M
– –
-50,000
Closed -$392K
FTNT icon
1625
PUT
Fortinet
FTNT
$126B
– –
-250,000
Closed -$14.1M
63 64
65
66 67

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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.