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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTLE
1576
CALL
DELISTED
Vital Energy
VTLE
– –
-319,000
Closed -$14.4M
VTR icon
1577
CALL
Ventas
VTR
$48B
– –
-74,000
Closed -$3.5M
WBA
1578
CALL
DELISTED
Walgreens Boots Alliance
WBA
– –
-190,000
Closed -$5.41M
WBD icon
1579
PUT
Warner Bros
WBD
$65.9B
– –
-200,000
Closed -$2.51M
WDC icon
1580
Western Digital
WDC
$188B
– –
-58,344
Closed -$1.84M
WGO icon
1581
Winnebago Industries
WGO
$856M
– –
-5,798
Closed -$387K
WGO icon
1582
PUT
Winnebago Industries
WGO
$856M
– –
-37,000
Closed -$2.47M
WHG icon
1583
CALL
Westwood Holdings Group
WHG
$182M
– –
-25,000
Closed -$310K
WMB icon
1584
CALL
Williams Companies
WMB
$87.5B
– –
-50,000
Closed -$1.63M
WMT icon
1585
Walmart Inc
WMT
$885B
– –
-65,256
Closed -$3.42M
WMT icon
1586
PUT
Walmart Inc
WMT
$885B
– –
-90,000
Closed -$4.72M
WPM icon
1587
CALL
Wheaton Precious Metals
WPM
$49.5B
– –
-214,000
Closed -$9.25M
WY icon
1588
Weyerhaeuser
WY
$18B
– –
-2,943
Closed -$98.6K
XHB icon
1589
PUT
State Street SPDR S&P Homebuilders ETF
XHB
$1.6B
– –
-50,000
Closed -$4.01M
XLE icon
1590
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
– –
-90,000
Closed -$3.65M
XLP icon
1591
PUT
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
– –
-294,400
Closed -$21.8M
XOM icon
1592
CALL
ExxonMobil
XOM
$644B
– –
-104,000
Closed -$11.2M
XPOF icon
1593
PUT
Xponential Fitness
XPOF
$273M
– –
-9,600
Closed -$166K
YEXT icon
1594
CALL
Yext
YEXT
$547M
– –
-47,800
Closed -$541K
ZBH icon
1595
CALL
Zimmer Biomet
ZBH
$18.2B
– –
-36,300
Closed -$5.29M
ZS icon
1596
CALL
Zscaler
ZS
$24.5B
– –
-35,700
Closed -$5.22M
ZYME icon
1597
CALL
Zymeworks
ZYME
$1.61B
– –
-25,000
Closed -$216K
LENZ
1598
CALL
LENZ Therapeutics
LENZ
$166M
– –
-18,929
Closed -$345K
LENZ
1599
PUT
LENZ Therapeutics
LENZ
$166M
– –
-18,929
Closed -$345K
TE
1600
CALL
T1 Energy
TE
$1.16B
– –
-31,700
Closed -$296K
62 63
64
65 66

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.