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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRH icon
1576
Diamondrock Hospitality Co
DRH
$2.54B
– –
-19,000
Closed -$185K
DRH icon
1577
PUT
Diamondrock Hospitality Co
DRH
$2.54B
– –
-50,000
Closed -$485K
DRI icon
1578
CALL
Darden Restaurants
DRI
$23.7B
– –
-47,400
Closed -$6.92M
DRI icon
1579
Darden Restaurants
DRI
$23.7B
– –
-486,800
Closed -$71.1M
DRI icon
1580
PUT
Darden Restaurants
DRI
$23.7B
– –
-778,500
Closed -$114M
DT icon
1581
PUT
Dynatrace
DT
$15.9B
– –
-16,700
Closed -$975K
DXCM icon
1582
CALL
DexCom
DXCM
$32.6B
– –
-64,000
Closed -$6.83M
DXCM icon
1583
PUT
DexCom
DXCM
$32.6B
– –
-32,000
Closed -$3.42M
DXC icon
1584
DXC Technology
DXC
$1.92B
– –
-10,708
Closed -$416K
EB
1585
CALL
DELISTED
Eventbrite
EB
– –
-42,500
Closed -$809K
EBAY icon
1586
eBay
EBAY
$48.1B
– –
-44,400
Closed -$3.18M
ELF icon
1587
CALL
e.l.f. Beauty
ELF
$5.63B
– –
-45,000
Closed -$1.22M
ELV icon
1588
CALL
Elevance Health
ELV
$90.6B
– –
-23,000
Closed -$8.78M
ERII icon
1589
Energy Recovery
ERII
$360M
– –
-85,834
Closed -$1.96M
ESPR
1590
CALL
DELISTED
Esperion Therapeutics
ESPR
– –
-75,000
Closed -$1.59M
ESPR
1591
DELISTED
Esperion Therapeutics
ESPR
– –
-25,589
Closed -$373K
EUFN icon
1592
CALL
iShares MSCI Europe Financials ETF
EUFN
$4.19B
– –
-300
Closed -$6K
EUFN icon
1593
iShares MSCI Europe Financials ETF
EUFN
$4.19B
– –
-25,841
Closed -$505K
EVRI
1594
CALL
DELISTED
Everi Holdings
EVRI
– –
-148,000
Closed -$3.69M
EXEL icon
1595
Exelixis
EXEL
$14.1B
– –
-18,000
Closed -$334K
EXPE icon
1596
PUT
Expedia Group
EXPE
$35.2B
– –
-30,000
Closed -$4.91M
FIS icon
1597
CALL
Fidelity National Information Services
FIS
$19.3B
– –
-150,000
Closed -$21.3M
FLEX icon
1598
Flex
FLEX
$39.9B
– –
-13,270
Closed -$179K
FLWS icon
1599
CALL
1-800-Flowers.com
FLWS
$197M
– –
-76,200
Closed -$2.43M
FNKO icon
1600
CALL
Funko
FNKO
$299M
– –
-75,000
Closed -$1.6M
62 63
64
65 66

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BPA
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SA
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AA
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RAM
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BG
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.