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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
1551
Uber
UBER
$143B
– –
-5,000
Closed -$228K
UEC icon
1552
PUT
Uranium Energy
UEC
$4.75B
– –
-60,000
Closed -$204K
UI icon
1553
PUT
Ubiquiti
UI
$33.7B
– –
-7,000
Closed -$1.23M
UNP icon
1554
CALL
Union Pacific
UNP
$174B
– –
-100,000
Closed -$20.5M
UNP icon
1555
Union Pacific
UNP
$174B
– –
-38
Closed -$8.28K
UPLD icon
1556
CALL
Upland Software
UPLD
$12.8M
– –
-8,500
Closed -$306K
UPLD icon
1557
Upland Software
UPLD
$12.8M
– –
-952
Closed -$34.3K
URBN icon
1558
PUT
Urban Outfitters
URBN
$6.35B
– –
-50,000
Closed -$1.66M
URGN icon
1559
CALL
UroGen Pharma
URGN
$1.86B
– –
-2,400
Closed -$24.8K
URGN icon
1560
PUT
UroGen Pharma
URGN
$1.86B
– –
-2,400
Closed -$24.8K
USB icon
1561
US Bancorp
USB
$98.2B
– –
-4,363
Closed -$159K
VERV
1562
DELISTED
Verve Therapeutics
VERV
– –
-5,700
Closed -$91.8K
VERV
1563
PUT
DELISTED
Verve Therapeutics
VERV
– –
-22,500
Closed -$422K
VFC icon
1564
VF Corp
VFC
$5.63B
– –
-22,000
Closed -$420K
VIR icon
1565
PUT
Vir Biotechnology
VIR
$1.46B
– –
-100,000
Closed -$2.45M
VIRT icon
1566
Virtu Financial
VIRT
$5.11B
– –
-64,068
Closed -$1.09M
VIRT icon
1567
PUT
Virtu Financial
VIRT
$5.11B
– –
-84,300
Closed -$1.44M
VIV icon
1568
CALL
Telefônica Brasil
VIV
$20.6B
– –
-322,000
Closed -$2.94M
VOYA icon
1569
PUT
Voya Financial
VOYA
$9.01B
– –
-75,000
Closed -$5.38M
VRDN icon
1570
CALL
Viridian Therapeutics
VRDN
$2.09B
– –
-92,200
Closed -$2.19M
VRDN icon
1571
Viridian Therapeutics
VRDN
$2.09B
– –
-36,000
Closed -$856K
VRDN icon
1572
PUT
Viridian Therapeutics
VRDN
$2.09B
– –
-60,000
Closed -$1.43M
VRE
1573
PUT
DELISTED
Veris Residential
VRE
– –
-25,000
Closed -$401K
VRSK icon
1574
Verisk Analytics
VRSK
$25.4B
– –
-5,500
Closed -$1.24M
VST icon
1575
Vistra
VST
$50B
– –
-103,300
Closed -$3.1M
61 62
63
64 65

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.