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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRIS icon
1551
Curis
CRIS
$2.74M
– –
-3
Closed -$9K
CRIS icon
1552
PUT
Curis
CRIS
$2.74M
– –
-50
Closed -$160K
CRM icon
1553
CALL
Salesforce
CRM
$210B
– –
-50,000
Closed -$12.2M
CROX icon
1554
PUT
Crocs
CROX
$5.34B
– –
-136,200
Closed -$15.9M
CRS icon
1555
Carpenter Technology
CRS
$20.6B
– –
-10,592
Closed -$375K
CRS icon
1556
PUT
Carpenter Technology
CRS
$20.6B
– –
-60,000
Closed -$2.41M
CRSP icon
1557
CALL
CRISPR Therapeutics
CRSP
$5.01B
– –
-39,900
Closed -$6.46M
CRSP icon
1558
PUT
CRISPR Therapeutics
CRSP
$5.01B
– –
-42,000
Closed -$6.8M
CRTO icon
1559
CALL
Criteo S.A.
CRTO
$837M
– –
-54,200
Closed -$2.45M
CSCO icon
1560
PUT
Cisco
CSCO
$434B
– –
-200,000
Closed -$10.6M
CVAC
1561
CALL
DELISTED
CureVac
CVAC
– –
-107,000
Closed -$7.86M
CVM icon
1562
CALL
CEL-SCI Corp
CVM
$26M
– –
-2,083
Closed -$542K
CVM icon
1563
PUT
CEL-SCI Corp
CVM
$26M
– –
-1,850
Closed -$482K
CXW icon
1564
CALL
CoreCivic
CXW
$3.5B
– –
-20,800
Closed -$217K
CYCN
1565
CALL
DELISTED
Cyclerion Therapeutics
CYCN
– –
-15,000
Closed -$1.17M
DAC icon
1566
CALL
Danaos Corp
DAC
$2.91B
– –
-30,000
Closed -$2.3M
DBX icon
1567
CALL
Dropbox
DBX
$8.18B
– –
-400,000
Closed -$12.1M
DBX icon
1568
Dropbox
DBX
$8.18B
– –
-115,400
Closed -$3.5M
DBX icon
1569
PUT
Dropbox
DBX
$8.18B
– –
-90,000
Closed -$2.73M
DDOG icon
1570
CALL
Datadog
DDOG
$82.7B
– –
-250,000
Closed -$26M
DELL icon
1571
PUT
Dell
DELL
$346B
– –
-226,895
Closed -$11.5M
DFIN icon
1572
CALL
Donnelley Financial Solutions
DFIN
$1.18B
– –
-120,000
Closed -$3.96M
DKNG icon
1573
DraftKings
DKNG
$12.2B
– –
-5,000
Closed -$265K
DOYU
1574
DouYu International Holdings
DOYU
$142M
– –
-5,280
Closed -$361K
DOYU
1575
PUT
DouYu International Holdings
DOYU
$142M
– –
-4,000
Closed -$274K
61 62
63
64 65

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BPA
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.