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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONO icon
1526
CALL
Sonos
SONO
$1.73B
– –
-97,200
Closed -$1.59M
SPB icon
1527
CALL
Spectrum Brands
SPB
$2.04B
– –
-308,000
Closed -$24M
SPB icon
1528
PUT
Spectrum Brands
SPB
$2.04B
– –
-70,000
Closed -$5.46M
SPR
1529
PUT
DELISTED
Spirit AeroSystems
SPR
– –
-45,600
Closed -$1.33M
SPRY icon
1530
ARS Pharmaceuticals
SPRY
$509M
– –
-73,400
Closed -$492K
SQM icon
1531
Sociedad Química y Minera de Chile
SQM
$19.2B
– –
-9,000
Closed -$654K
SSTK icon
1532
Shutterstock
SSTK
$198M
– –
-51,337
Closed -$2.3M
STAA icon
1533
STAAR Surgical
STAA
$1.21B
– –
-23,000
Closed -$1.21M
STAA icon
1534
PUT
STAAR Surgical
STAA
$1.21B
– –
-12,500
Closed -$657K
SSYS icon
1535
Stratasys
SSYS
$679M
– –
-130,000
Closed -$2.06M
STEP icon
1536
StepStone Group
STEP
$3.61B
– –
-9,873
Closed -$245K
STEP icon
1537
PUT
StepStone Group
STEP
$3.61B
– –
-32,300
Closed -$801K
STEM icon
1538
CALL
Stem
STEM
$48.4M
– –
-6,250
Closed -$715K
STEM icon
1539
Stem
STEM
$48.4M
– –
-5,050
Closed -$578K
STEM icon
1540
PUT
Stem
STEM
$48.4M
– –
-6,250
Closed -$715K
SUI icon
1541
Sun Communities
SUI
$15.2B
– –
-40,000
Closed -$5.22M
SUI icon
1542
PUT
Sun Communities
SUI
$15.2B
– –
-189,200
Closed -$24.7M
TCMD icon
1543
CALL
Tactile Systems Technology
TCMD
$635M
– –
-21,300
Closed -$531K
TCOM icon
1544
CALL
Trip.com Group
TCOM
$29.6B
– –
-95,000
Closed -$3.33M
TEL icon
1545
CALL
TE Connectivity
TEL
$59.6B
– –
-27,800
Closed -$3.9M
TGI
1546
CALL
DELISTED
Triumph Group
TGI
– –
-150,000
Closed -$1.86M
TITN icon
1547
Titan Machinery
TITN
$396M
– –
-5,000
Closed -$148K
TMUS icon
1548
T-Mobile US
TMUS
$185B
– –
-24,300
Closed -$3.37M
TREX icon
1549
CALL
Trex
TREX
$4.51B
– –
-41,200
Closed -$2.7M
U icon
1550
PUT
Unity
U
$13.8B
– –
-162,500
Closed -$7.06M
60 61
62
63 64

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.