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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYFT icon
1526
CALL
Lyft
LYFT
$6.02B
– –
-300,000
Closed -$3.95M
LYFT icon
1527
PUT
Lyft
LYFT
$6.02B
– –
-300,000
Closed -$3.95M
LYV icon
1528
CALL
Live Nation Entertainment
LYV
$40.5B
– –
-35,000
Closed -$2.66M
LYV icon
1529
Live Nation Entertainment
LYV
$40.5B
– –
-4,650
Closed -$353K
LYV icon
1530
PUT
Live Nation Entertainment
LYV
$40.5B
– –
-65,000
Closed -$4.94M
MAPS
1531
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-15,000
Closed -$21.7K
MAT icon
1532
CALL
Mattel
MAT
$4.38B
– –
-70,000
Closed -$1.32M
MATX icon
1533
CALL
Matsons
MATX
$6.13B
– –
-25,000
Closed -$1.54M
MATX icon
1534
Matsons
MATX
$6.13B
– –
-33,430
Closed -$2.06M
MATX icon
1535
PUT
Matsons
MATX
$6.13B
– –
-74,200
Closed -$4.57M
MBI icon
1536
CALL
MBIA
MBI
$261M
– –
-70,000
Closed -$645K
MBI icon
1537
MBIA
MBI
$261M
– –
-36,330
Closed -$334K
MCD icon
1538
CALL
McDonald's
MCD
$192B
– –
-3,600
Closed -$830K
MCFT icon
1539
CALL
MasterCraft Boat Holdings
MCFT
$579M
– –
-50,000
Closed -$943K
MCFT icon
1540
MasterCraft Boat Holdings
MCFT
$579M
– –
-21,000
Closed -$396K
MCFT icon
1541
PUT
MasterCraft Boat Holdings
MCFT
$579M
– –
-50,000
Closed -$943K
MCK icon
1542
McKesson
MCK
$100B
– –
-278
Closed -$104K
MCRB icon
1543
CALL
Seres Therapeutics
MCRB
$46.8M
– –
-2,500
Closed -$321K
META icon
1544
Meta Platforms (Facebook)
META
$1.42T
– –
-2,500
Closed -$294K
MGA icon
1545
CALL
Magna International
MGA
$18.7B
– –
-100,000
Closed -$4.74M
MHK icon
1546
PUT
Mohawk Industries
MHK
$7.5B
– –
-45,000
Closed -$4.1M
MIST icon
1547
CALL
Milestone Pharmaceuticals
MIST
$138M
– –
-151,300
Closed -$1.39M
MIST icon
1548
Milestone Pharmaceuticals
MIST
$138M
– –
-25,378
Closed -$233K
MMM icon
1549
CALL
3M
MMM
$90.9B
– –
-76,544
Closed -$7.07M
MMM icon
1550
3M
MMM
$90.9B
– –
-1,607
Closed -$148K
60 61
62
63 64

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.