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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYFT icon
1526
CALL
Lyft
LYFT
$5.94B
– –
-300,000
Closed -$3.95M
LYFT icon
1527
PUT
Lyft
LYFT
$5.94B
– –
-300,000
Closed -$3.95M
LYV icon
1528
CALL
Live Nation Entertainment
LYV
$39.7B
– –
-35,000
Closed -$2.66M
LYV icon
1529
Live Nation Entertainment
LYV
$39.7B
– –
-4,650
Closed -$353K
LYV icon
1530
PUT
Live Nation Entertainment
LYV
$39.7B
– –
-65,000
Closed -$4.94M
MAPS
1531
DELISTED
WM TECHNOLOGY INC A
MAPS
– –
-15,000
Closed -$21.7K
MAT icon
1532
CALL
Mattel
MAT
$3.83B
– –
-70,000
Closed -$1.32M
MATX icon
1533
CALL
Matsons
MATX
$7.13B
– –
-25,000
Closed -$1.54M
MATX icon
1534
Matsons
MATX
$7.13B
– –
-33,430
Closed -$2.06M
MATX icon
1535
PUT
Matsons
MATX
$7.13B
– –
-74,200
Closed -$4.57M
MBI icon
1536
CALL
MBIA
MBI
$230M
– –
-70,000
Closed -$645K
MBI icon
1537
MBIA
MBI
$230M
– –
-36,330
Closed -$334K
MCD icon
1538
CALL
McDonald's
MCD
$179B
– –
-3,600
Closed -$830K
MCFT icon
1539
CALL
MasterCraft Boat Holdings
MCFT
$477M
– –
-50,000
Closed -$943K
MCFT icon
1540
MasterCraft Boat Holdings
MCFT
$477M
– –
-21,000
Closed -$396K
MCFT icon
1541
PUT
MasterCraft Boat Holdings
MCFT
$477M
– –
-50,000
Closed -$943K
MCK icon
1542
McKesson
MCK
$105B
– –
-278
Closed -$104K
MCRB icon
1543
CALL
Seres Therapeutics
MCRB
$46.2M
– –
-2,500
Closed -$321K
META icon
1544
Meta Platforms (Facebook)
META
$1.71T
– –
-2,500
Closed -$294K
MGA icon
1545
CALL
Magna International
MGA
$17B
– –
-100,000
Closed -$4.74M
MHK icon
1546
PUT
Mohawk Industries
MHK
$8.74B
– –
-45,000
Closed -$4.1M
MIST icon
1547
CALL
Milestone Pharmaceuticals
MIST
$115M
– –
-151,300
Closed -$1.39M
MIST icon
1548
Milestone Pharmaceuticals
MIST
$115M
– –
-25,378
Closed -$233K
MMM icon
1549
CALL
3M
MMM
$84.9B
– –
-76,544
Closed -$7.07M
MMM icon
1550
3M
MMM
$84.9B
– –
-1,607
Closed -$148K
60 61
62
63 64

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AWM
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LCIP
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BPA
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SA
Sanctuary Advisors Indianapolis, Indiana $21.6B AUM 28.31% 1-Year Est. Return
AA
ALPS Advisors Denver, Colorado $21.3B AUM 23.41% 1-Year Est. Return
RAM
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FCM
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BG
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.