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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCJ icon
1526
CALL
Cameco
CCJ
$39.7B
– –
-250,000
Closed -$5.25M
CCJ icon
1527
Cameco
CCJ
$39.7B
– –
-27,500
Closed -$578K
CCO icon
1528
Clear Channel Outdoor Holdings
CCO
$1.21B
– –
-43,400
Closed -$46K
CDE icon
1529
Coeur Mining
CDE
$20.5B
– –
-205,871
Closed -$626K
CEG icon
1530
Constellation Energy
CEG
$92.1B
– –
-1,115
Closed -$82.2K
CEG icon
1531
PUT
Constellation Energy
CEG
$92.1B
– –
-24,900
Closed -$1.43M
CG icon
1532
Carlyle Group
CG
$14.8B
– –
-22,500
Closed -$712K
CG icon
1533
PUT
Carlyle Group
CG
$14.8B
– –
-39,000
Closed -$1.24M
CGC
1534
CALL
Canopy Growth
CGC
$389M
– –
-20,000
Closed -$570K
CGNT icon
1535
Cognyte Software
CGNT
$626M
– –
-5,000
Closed -$21K
CHPT icon
1536
ChargePoint
CHPT
$237M
– –
-3,250
Closed -$986K
CHPT icon
1537
PUT
ChargePoint
CHPT
$237M
– –
-75,000
Closed -$20.5M
CHRW icon
1538
PUT
C.H. Robinson
CHRW
$18.4B
– –
-50,500
Closed -$5.12M
CHWY icon
1539
CALL
Chewy
CHWY
$8.52B
– –
-30,000
Closed -$1.04M
CHWY icon
1540
Chewy
CHWY
$8.52B
– –
-61,400
Closed -$2.44M
CLDX icon
1541
PUT
Celldex Therapeutics
CLDX
$3.02B
– –
-151,200
Closed -$4.08M
CLF icon
1542
PUT
Cleveland-Cliffs
CLF
$6.73B
– –
-816,100
Closed -$12.5M
CLFD icon
1543
CALL
Clearfield
CLFD
$397M
– –
-100,000
Closed -$6.2M
CLVT icon
1544
Clarivate
CLVT
$1.22B
– –
-40,000
Closed -$506K
CLVT icon
1545
PUT
Clarivate
CLVT
$1.22B
– –
-62,000
Closed -$859K
CMCSA icon
1546
CALL
Comcast
CMCSA
$86.7B
– –
-150,000
Closed -$5.89M
CME icon
1547
CALL
CME Group
CME
$98.9B
– –
-100,000
Closed -$20.5M
CNNE icon
1548
CALL
Cannae Holdings
CNNE
$670M
– –
-567,500
Closed -$11M
COF icon
1549
PUT
Capital One
COF
$127B
– –
-112,600
Closed -$11.7M
COGT icon
1550
Cogent Biosciences
COGT
$5.68B
– –
-23,000
Closed -$207K
60 61
62
63 64

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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.