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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVTR icon
1501
CALL
Avantor
AVTR
$10.4B
– –
-100,000
Closed -$3.55M
AVXL icon
1502
Anavex Life Sciences
AVXL
$226M
– –
-73,000
Closed -$1.45M
AXON
1503
CALL
Axon Enterprise
AXON
$35.9B
– –
-26,600
Closed -$4.7M
BALY icon
1504
CALL
Bally's
BALY
$487M
– –
-68,700
Closed -$3.72M
BC icon
1505
CALL
Brunswick
BC
$4.46B
– –
-50,000
Closed -$4.98M
BGC icon
1506
BGC Group
BGC
$5.77B
– –
-65,000
Closed -$369K
BGS icon
1507
B&G Foods
BGS
$257M
– –
-25,000
Closed -$820K
BHC icon
1508
Bausch Health
BHC
$2.12B
– –
-102,250
Closed -$2.9M
BNY
1509
Bank of New York Mellon
BNY
$105B
– –
-5,900
Closed -$307K
BKE icon
1510
CALL
Buckle
BKE
$2.04B
– –
-10,700
Closed -$533K
BKE icon
1511
Buckle
BKE
$2.04B
– –
-59,000
Closed -$2.94M
BLDR icon
1512
Builders FirstSource
BLDR
$6.48B
– –
-28,000
Closed -$1.37M
BLMN icon
1513
Bloomin' Brands
BLMN
$686M
– –
-133,700
Closed -$3.63M
BLMN icon
1514
PUT
Bloomin' Brands
BLMN
$686M
– –
-157,000
Closed -$4.26M
BLUE
1515
CALL
DELISTED
bluebird bio
BLUE
– –
-2,316
Closed -$960K
BLUE
1516
DELISTED
bluebird bio
BLUE
– –
-2,734
Closed -$1.13M
BLUE
1517
PUT
DELISTED
bluebird bio
BLUE
– –
-9,264
Closed -$3.84M
BMY icon
1518
PUT
Bristol-Myers Squibb
BMY
$130B
– –
-64,000
Closed -$4.28M
BNS icon
1519
PUT
Scotiabank
BNS
$114B
– –
-50,000
Closed -$3.25M
BOX icon
1520
CALL
Box
BOX
$4.77B
– –
-309,300
Closed -$7.9M
BRSP
1521
BrightSpire Capital
BRSP
$561M
– –
-34,094
Closed -$320K
BTG icon
1522
CALL
B2Gold
BTG
$6.9B
– –
-833,500
Closed -$3.51M
BTU icon
1523
Peabody Energy
BTU
$3.25B
– –
-27,700
Closed -$220K
BTU icon
1524
PUT
Peabody Energy
BTU
$3.25B
– –
-107,500
Closed -$852K
BYND icon
1525
CALL
Beyond Meat
BYND
$172M
– –
-2,543
Closed -$12M
59 60
61
62 63

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BPA
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SA
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AA
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.