We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVTR icon
1501
CALL
Avantor
AVTR
$9.32B
– –
-100,000
Closed -$3.55M
AVXL icon
1502
Anavex Life Sciences
AVXL
$255M
– –
-73,000
Closed -$1.45M
AXON
1503
CALL
Axon Enterprise
AXON
$42.5B
– –
-26,600
Closed -$4.7M
BALY icon
1504
CALL
Bally's
BALY
$682M
– –
-68,700
Closed -$3.72M
BC icon
1505
CALL
Brunswick
BC
$5.13B
– –
-50,000
Closed -$4.98M
BGC icon
1506
BGC Group
BGC
$5.52B
– –
-65,000
Closed -$369K
BGS icon
1507
B&G Foods
BGS
$287M
– –
-25,000
Closed -$820K
BHC icon
1508
Bausch Health
BHC
$2.57B
– –
-102,250
Closed -$2.9M
BNY
1509
Bank of New York Mellon
BNY
$106B
– –
-5,900
Closed -$307K
BKE icon
1510
CALL
Buckle
BKE
$2.25B
– –
-10,700
Closed -$533K
BKE icon
1511
Buckle
BKE
$2.25B
– –
-59,000
Closed -$2.94M
BLDR icon
1512
Builders FirstSource
BLDR
$7.15B
– –
-28,000
Closed -$1.37M
BLMN icon
1513
Bloomin' Brands
BLMN
$741M
– –
-133,700
Closed -$3.63M
BLMN icon
1514
PUT
Bloomin' Brands
BLMN
$741M
– –
-157,000
Closed -$4.26M
BLUE
1515
CALL
DELISTED
bluebird bio
BLUE
– –
-2,316
Closed -$960K
BLUE
1516
DELISTED
bluebird bio
BLUE
– –
-2,734
Closed -$1.13M
BLUE
1517
PUT
DELISTED
bluebird bio
BLUE
– –
-9,264
Closed -$3.84M
BMY icon
1518
PUT
Bristol-Myers Squibb
BMY
$133B
– –
-64,000
Closed -$4.28M
BNS icon
1519
PUT
Scotiabank
BNS
$107B
– –
-50,000
Closed -$3.25M
BOX icon
1520
CALL
Box
BOX
$4.37B
– –
-309,300
Closed -$7.9M
BRSP
1521
BrightSpire Capital
BRSP
$634M
– –
-34,094
Closed -$320K
BTG icon
1522
CALL
B2Gold
BTG
$5B
– –
-833,500
Closed -$3.51M
BTU icon
1523
Peabody Energy
BTU
$2.6B
– –
-27,700
Closed -$220K
BTU icon
1524
PUT
Peabody Energy
BTU
$2.6B
– –
-107,500
Closed -$852K
BYND icon
1525
CALL
Beyond Meat
BYND
$292M
– –
-76,300
Closed -$12M
59 60
61
62 63

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.