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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$1.62B
Cap. Flow %
18.52%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Healthcare 3.49%
2 Consumer Discretionary 2.52%
3 Materials 1.97%
4 Energy 1.87%
5 Technology 1.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLT icon
1476
PUT
Allot
ALLT
$372M
– –
-27,600
Closed -$547K
ALLY icon
1477
CALL
Ally Financial
ALLY
$13.2B
– –
-40,000
Closed -$1.99M
ALTO icon
1478
Alto Ingredients
ALTO
$369M
– –
-117,851
Closed -$720K
AM icon
1479
CALL
Antero Midstream
AM
$10.4B
– –
-10,000
Closed -$104K
AMAT icon
1480
PUT
Applied Materials
AMAT
$403B
– –
-30,000
Closed -$4.27M
AMC icon
1481
CALL
AMC Entertainment Holdings
AMC
$2.52B
– –
-4,010
Closed -$2.27M
AMGN icon
1482
CALL
Amgen
AMGN
$208B
– –
-1,000
Closed -$244K
AMGN icon
1483
Amgen
AMGN
$208B
– –
-2
Closed –
AMGN icon
1484
PUT
Amgen
AMGN
$208B
– –
-1,000
Closed -$244K
AMRN
1485
CALL
Amarin Corp
AMRN
$298M
– –
-3,750
Closed -$328K
AMTX icon
1486
CALL
Aemetis
AMTX
$106M
– –
-50,000
Closed -$559K
AMZN icon
1487
CALL
Amazon
AMZN
$2.92T
– –
-102,000
Closed -$17.5M
AMZN icon
1488
Amazon
AMZN
$2.92T
– –
-55,000
Closed -$9.46M
AN icon
1489
CALL
AutoNation
AN
$7.11B
– –
-20,000
Closed -$1.9M
AN icon
1490
AutoNation
AN
$7.11B
– –
-7,149
Closed -$678K
AN icon
1491
PUT
AutoNation
AN
$7.11B
– –
-20,000
Closed -$1.9M
APTV icon
1492
CALL
Aptiv
APTV
$12B
– –
-134,200
Closed -$21.1M
APTV icon
1493
Aptiv
APTV
$12B
– –
-24,180
Closed -$3.8M
APTV icon
1494
PUT
Aptiv
APTV
$12B
– –
-138,200
Closed -$21.7M
ARE icon
1495
CALL
Alexandria Real Estate Equities
ARE
$8.97B
– –
-13,700
Closed -$2.49M
ARGX icon
1496
CALL
argenx
ARGX
$54.6B
– –
-30,000
Closed -$9.03M
ARGX icon
1497
PUT
argenx
ARGX
$54.6B
– –
-30,000
Closed -$9.03M
ARLO icon
1498
CALL
Arlo Technologies
ARLO
$1.6B
– –
-160,000
Closed -$1.08M
ARMK icon
1499
PUT
Aramark
ARMK
$15B
– –
-96,950
Closed -$2.61M
AVNS
1500
DELISTED
Avanos Medical
AVNS
– –
-2,451
Closed -$89K
58 59
60
61 62

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $1.62B of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Healthcare at 3.5% of assets, up from 3.5% a quarter earlier, followed by Consumer Discretionary and Materials.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.