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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.65B
AUM Growth
+$265M
Cap. Flow
+$90.1M
Cap. Flow %
1.94%
Top 10 Hldgs %
14.76%
Holding
1,541
New
606
Increased
154
Reduced
157
Closed
549

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$22.7M
2
BIIB icon
Biogen
BIIB
+$20.4M
3
NEM icon
Newmont
NEM
+$17.6M
4
CNC icon
Centene
CNC
+$14.6M
5
W icon
Wayfair
W
+$14.5M

Top Sells

Rank Stock Value
1
ENPH icon
Enphase Energy
ENPH
+$25.5M
2
SEDG icon
SolarEdge
SEDG
+$22.3M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$19.6M
4
TECK icon
Teck Resources
TECK
+$19.4M
5
SBNY
Signature Bank
SBNY
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 5.25%
2 Consumer Discretionary 3.98%
3 Technology 1.67%
4 Materials 1.07%
5 Industrials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBD
1476
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-7,000
Closed -$74K
SIOX
1477
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
-45,000
Closed -$125K
IAA
1478
CALL
DELISTED
IAA, Inc. Common Stock
IAA
– –
-114,000
Closed -$7.41M
RUBY
1479
CALL
DELISTED
Rubius Therapeutics, Inc
RUBY
– –
-86,000
Closed -$652K
COUP
1480
CALL
DELISTED
Coupa Software Incorporated
COUP
– –
-100,000
Closed -$33.9M
COUP
1481
DELISTED
Coupa Software Incorporated
COUP
– –
-3,500
Closed -$1.1M
SRNE
1482
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-80,000
Closed -$547K
AVYA
1483
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-30,500
Closed -$585K
VLDR
1484
PUT
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-100,000
Closed -$2.28M
SWIR
1485
CALL
DELISTED
Sierra Wireless
SWIR
– –
-150,100
Closed -$2.19M
ABMD
1486
DELISTED
Abiomed Inc
ABMD
– –
-13,000
Closed -$4.22M
CLVS
1487
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-21,600
Closed -$103K
ZEN
1488
DELISTED
ZENDESK INC
ZEN
– –
-3,075
Closed -$441K
TEN
1489
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-25,000
Closed -$265K
GBT
1490
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-81,412
Closed -$3.74M
GBT
1491
PUT
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-100,000
Closed -$4.33M
MNDT
1492
CALL
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-50,000
Closed -$1.15M
ENDP
1493
DELISTED
Endo International plc
ENDP
– –
-109,625
Closed -$787K
ENDP
1494
PUT
DELISTED
Endo International plc
ENDP
– –
-70,000
Closed -$502K
RDUS
1495
CALL
DELISTED
Radius Health, Inc.
RDUS
– –
-10,000
Closed -$178K
RDUS
1496
PUT
DELISTED
Radius Health, Inc.
RDUS
– –
-10,000
Closed -$178K
CALA
1497
DELISTED
Calithera Biosciences, Inc
CALA
– –
-5,550
Closed -$545K
CALA
1498
PUT
DELISTED
Calithera Biosciences, Inc
CALA
– –
-11,450
Closed -$1.12M
ZNGA
1499
PUT
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-300,000
Closed -$2.96M
MIME
1500
DELISTED
Mimecast Limited
MIME
– –
-40,000
Closed -$2.27M
58 59
60
61 62

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Caption Management's Q1 2021 Portfolio in Review

As of Q1 2021, Caption Management held 1,541 positions worth $4.65B, up 6% from $4.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management's Q1 2021 filing shows 606 new, 154 increased, 157 reduced and 549 closed positions. Its largest new stake was Amgen: 95,000 shares worth $23.6M. The largest sale was Enphase Energy, an estimated $25.5M.

By sector, the portfolio is most concentrated in Healthcare at 5.2% of assets, up from 3.2% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Caption Management's largest Q1 2021 buy was Amgen: 95,000 shares worth $23.6M.
  • Caption Management added most to Wayfair in Q1 2021, an estimated $14.5M increase.
  • Caption Management's biggest Q1 2021 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $19.6M.
  • Caption Management fully exited Enphase Energy in Q1 2021, selling an estimated $25.5M.
  • Caption Management's ten largest holdings make up 15% of its $4.65B portfolio in Q1 2021.
  • Caption Management opened 606 new positions and closed 549 in Q1 2021.
  • Caption Management's portfolio value rose 6% quarter-over-quarter to $4.65B.

Based on Caption Management's 13F filing for Q1 2021, filed 17 May 2021.