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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVCR icon
126
NovoCure
NVCR
$1.78B
$9.59M 0.22%
55,400
+34,400
+164% +$4.71M
OMF icon
127
PUT
OneMain Financial
OMF
$7.44B
$9.56M 0.22%
198,600
+92,500
+87% +$3.65M
ADBE icon
128
CALL
Adobe
ADBE
$99.9B
$9.55M 0.22%
19,100
-99,400
-84% -$48M
GOOG icon
129
CALL
Alphabet (Google) Class C
GOOG
$4.56T
$9.46M 0.22%
108,000
-480,000
-82% -$40.5M
ABBV icon
130
CALL
AbbVie
ABBV
$433B
$9.31M 0.21%
86,900
+24,800
+40% +$2.38M
IONS icon
131
PUT
Ionis Pharmaceuticals
IONS
$9.06B
$9.31M 0.21%
164,600
+61,600
+60% +$3.07M
ALKS icon
132
PUT
Alkermes
ALKS
$8.31B
$9.28M 0.21%
465,300
-138,000
-23% -$2.53M
HWM icon
133
CALL
Howmet Aerospace
HWM
$115B
$9.28M 0.21%
+325,000
New +$7.23M
DXCM icon
134
PUT
DexCom
DXCM
$32.9B
$9.24M 0.21%
100,000
+60,000
+150% +$5.36M
CAT icon
135
CALL
Caterpillar
CAT
$382B
$9.1M 0.21%
50,000
– –
FOLD
136
CALL
DELISTED
Amicus Therapeutics
FOLD
$8.98M 0.2%
389,000
+88,000
+29% +$1.8M
BIG
137
PUT
DELISTED
Big Lots, Inc.
BIG
$8.95M 0.2%
208,500
-353,500
-63% -$17.2M
TAL icon
138
CALL
TAL Education Group
TAL
$6.7B
$8.94M 0.2%
125,000
– –
CNC icon
139
CALL
Centene
CNC
$31.5B
$8.94M 0.2%
148,900
-188,600
-56% -$12M
ZION icon
140
PUT
Zions Bancorporation
ZION
$10.3B
$8.82M 0.2%
203,100
+3,100
+2% +$115K
GMED icon
141
CALL
Globus Medical
GMED
$11.1B
$8.81M 0.2%
+135,000
New +$7.76M
CCL icon
142
CALL
Carnival Corporation Ltd
CCL
$39.4B
$8.72M 0.2%
402,500
+377,500
+1,510% +$6.71M
SIX
143
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
$8.69M 0.2%
254,900
-575,100
-69% -$15.8M
ZION icon
144
CALL
Zions Bancorporation
ZION
$10.3B
$8.69M 0.2%
200,000
– –
AMAT icon
145
PUT
Applied Materials
AMAT
$411B
$8.63M 0.2%
100,000
– –
CTVA icon
146
CALL
Corteva
CTVA
$50.9B
$8.48M 0.19%
218,900
+72,800
+50% +$2.6M
VIPS icon
147
CALL
Vipshop
VIPS
$7.47B
$8.43M 0.19%
300,000
+250,000
+500% +$5.55M
EXAS
148
PUT
DELISTED
Exact Sciences
EXAS
$8.42M 0.19%
63,600
+48,600
+324% +$5.88M
WWE
149
CALL
DELISTED
World Wrestling Entertainment
WWE
$8.41M 0.19%
+175,000
New +$7.34M
THC icon
150
Tenet Healthcare
THC
$20.1B
$8.26M 0.19%
206,842
+26,842
+15% +$866K
4 5
6
7 8

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
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BBA
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Macquarie Group
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FCM
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AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.