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Caption Management Portfolio holdings
AUM
$17.1B
1-Year Est. Return
70.99%
This Fund
S&P 500
This Quarter
Est. Return
+40.12%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$1.06B
(+55%)
Cap. Flow
+$658M
Cap. Flow
% of AUM
22.1%
Top 10 Holdings %
Top 10 Hldgs %
14.47%
Holding
1,103
New
423
Increased
157
Reduced
131
Closed
302
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
uniQure
QURE
|
+$16.9M |
| 2 |
Tradeweb Markets
TW
|
+$11M |
| 3 |
ON Semiconductor
ON
|
+$8.24M |
| 4 |
SAGE
Sage Therapeutics
SAGE
|
+$8.03M |
| 5 |
INST
Instructure, Inc.
INST
|
+$6.85M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$22.3M |
| 2 |
Marathon Petroleum
MPC
|
+$9.07M |
| 3 |
Axalta
AXTA
|
+$6.53M |
| 4 |
Targa Resources
TRGP
|
+$5.63M |
| 5 |
Planet Fitness
PLNT
|
+$5.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 5.74% |
| 2 | Consumer Discretionary | 2.23% |
| 3 | Technology | 2% |
| 4 | Financials | 1.03% |
| 5 | Energy | 0.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CLDR
126
PUT
DELISTED
Cloudera, Inc.
CLDR
| $6.46M | 0.22% |
555,100
-851,100
| -61% | -$8.15M |
|
127
CALL
Howard Hughes
HHH
$3.81B
| $6.34M | 0.21% |
52,450
-10,490
| -17% | -$1.16M |
|
128
Encompass Health
EHC
$11B
| $6.25M | 0.21% |
+113,381
| New | +$6.15M |
|
129
CALL
CRISPR Therapeutics
CRSP
$4.73B
| $6.09M | 0.2% |
+100,000
| New | +$5.46M |
|
|
NBIS
130
CALL
Nebius Group N.V.
NBIS
$48.3B
| $6.09M | 0.2% |
140,000
| – | – |
|
131
PUT
State Street
STT
$50.6B
| $6.09M | 0.2% |
+77,000
| New | +$5.42M |
|
132
PUT
Sea Limited
SE
$65.4B
| $6.03M | 0.2% |
+150,000
| New | +$5.05M |
|
|
133
PUT
Marathon Petroleum
MPC
$92.4B
| $6.03M | 0.2% |
100,000
+70,000
| +233% | +$4.38M |
|
134
PUT
National Beverage
FIZZ
$2.96B
| $5.99M | 0.2% |
+235,000
| New | +$5.65M |
|
|
135
CALL
Planet Fitness
PLNT
$4.42B
| $5.97M | 0.2% |
80,000
-52,800
| -40% | -$3.56M |
|
|
136
PUT
Planet Fitness
PLNT
$4.42B
| $5.97M | 0.2% |
80,000
-60,200
| -43% | -$4.06M |
|
137
CALL
Shopify
SHOP
$152B
| $5.96M | 0.2% |
+150,000
| New | +$5.07M |
|
|
GBT
138
CALL
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $5.96M | 0.2% |
75,000
-65,000
| -46% | -$3.85M |
|
139
CALL
Virgin Galactic
SPCE
$328M
| $5.95M | 0.2% |
+25,750
| New | +$5.03M |
|
140
PUT
Occidental Petroleum
OXY
$56.8B
| $5.77M | 0.19% |
140,000
+40,000
| +40% | +$1.6M |
|
|
ACIA
141
PUT
DELISTED
Acacia Communications Inc
ACIA
| $5.76M | 0.19% |
+85,000
| New | +$5.63M |
|
|
COUP
142
CALL
DELISTED
Coupa Software Incorporated
COUP
| $5.76M | 0.19% |
+39,400
| New | +$5.63M |
|
143
CALL
Axsome Therapeutics
AXSM
$11.2B
| $5.68M | 0.19% |
55,000
-225,400
| -80% | -$9.1M |
|
144
PUT
ServiceNow
NOW
$115B
| $5.65M | 0.19% |
+100,000
| New | +$5.27M |
|
|
145
CALL
Occidental Petroleum
OXY
$56.8B
| $5.53M | 0.19% |
+134,200
| New | +$5.38M |
|
|
HUYA
146
PUT
Huya Inc
HUYA
$563M
| $5.39M | 0.18% |
+300,000
| New | +$6.34M |
|
147
PUT
GameStop
GME
$9.75B
| $5.37M | 0.18% |
3,529,600
+1,129,600
| +47% | +$1.66M |
|
|
ETRN
148
PUT
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
| $5.34M | 0.18% |
+400,000
| New | +$4.96M |
|
149
CALL
Vale
VALE
$64.1B
| $5.28M | 0.18% |
400,000
| – | – |
|
150
Crocs
CROX
$6.14B
| $5.24M | 0.18% |
125,000
-9,000
| -7% | -$314K |
|
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Caption Management's Q4 2019 Portfolio in Review
As of Q4 2019, Caption Management held 1,103 positions worth $2.98B, up 55% from $1.92B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Caption Management deployed $658M of net new capital in Q4 2019, opening 423 new positions and adding to 157 existing holdings. Its largest new stake was Tradeweb Markets: 256,000 shares worth $11.9M.
By sector, the portfolio is most concentrated in Healthcare at 5.7% of assets, up from 4.6% a quarter earlier, followed by Consumer Discretionary and Technology.
On the sell side, the largest reduction was Marathon Petroleum, an estimated $9.07M trimmed.
- Caption Management's largest Q4 2019 buy was Tradeweb Markets: 256,000 shares worth $11.9M.
- Caption Management added most to uniQure in Q4 2019, an estimated $16.9M increase.
- Caption Management's biggest Q4 2019 reduction was Marathon Petroleum, cutting an estimated $9.07M.
- Caption Management fully exited PayPal in Q4 2019, selling an estimated $22.3M.
- Caption Management's ten largest holdings make up 14% of its $2.98B portfolio in Q4 2019.
- Caption Management opened 423 new positions and closed 302 in Q4 2019.
- Caption Management's portfolio value rose 55% quarter-over-quarter to $2.98B.
Based on Caption Management's 13F filing for Q4 2019, filed 13 Feb 2020.