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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODP
1451
CALL
DELISTED
ODP
ODP
– –
-94,000
Closed -$4.4M
OEC icon
1452
CALL
Orion
OEC
$381M
– –
-144,500
Closed -$3.07M
OEC icon
1453
PUT
Orion
OEC
$381M
– –
-70,000
Closed -$1.49M
OKE icon
1454
PUT
Oneok
OKE
$57.2B
– –
-60,000
Closed -$3.7M
OKTA icon
1455
CALL
Okta
OKTA
$24.7B
– –
-100,000
Closed -$6.93M
OPCH icon
1456
CALL
Option Care Health
OPCH
$3.45B
– –
-266,500
Closed -$8.66M
OPCH icon
1457
PUT
Option Care Health
OPCH
$3.45B
– –
-60,000
Closed -$1.95M
OR icon
1458
CALL
OR Royalties Inc
OR
$5.58B
– –
-30,000
Closed -$461K
ORCL icon
1459
CALL
Oracle
ORCL
$374B
– –
-92,000
Closed -$11M
ORCL icon
1460
Oracle
ORCL
$374B
– –
-70,000
Closed -$8.34M
ORCL icon
1461
PUT
Oracle
ORCL
$374B
– –
-120,000
Closed -$14.3M
ORIC icon
1462
Oric Pharmaceuticals
ORIC
$1.15B
– –
-8,883
Closed -$68.9K
ORIC icon
1463
PUT
Oric Pharmaceuticals
ORIC
$1.15B
– –
-50,000
Closed -$388K
OWL icon
1464
Blue Owl Capital
OWL
$6.96B
– –
-71,035
Closed -$847K
OWL icon
1465
PUT
Blue Owl Capital
OWL
$6.96B
– –
-300,000
Closed -$3.5M
OVV icon
1466
CALL
Ovintiv
OVV
$17.3B
– –
-37,000
Closed -$1.41M
OXY icon
1467
CALL
Occidental Petroleum
OXY
$56.8B
– –
-1,382,500
Closed -$81.3M
OZK icon
1468
PUT
Bank OZK
OZK
$5.6B
– –
-112,500
Closed -$4.52M
PAGP icon
1469
CALL
Plains GP Holdings
PAGP
$5.21B
– –
-272,200
Closed -$4.04M
PCG icon
1470
CALL
PG&E
PCG
$38.3B
– –
-500,000
Closed -$8.64M
PCTY icon
1471
CALL
Paylocity
PCTY
$7.38B
– –
-12,500
Closed -$2.31M
PCTY icon
1472
PUT
Paylocity
PCTY
$7.38B
– –
-12,500
Closed -$2.31M
PCVX icon
1473
CALL
Vaxcyte
PCVX
$7.81B
– –
-60,000
Closed -$3M
PCVX icon
1474
PUT
Vaxcyte
PCVX
$7.81B
– –
-60,000
Closed -$3M
PDM
1475
Piedmont Realty Trust
PDM
$1.21B
– –
-69,000
Closed -$502K
57 58
59
60 61

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.