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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSM icon
1451
CALL
FerroAtlántica
GSM
$594M
– –
-150,000
Closed -$792K
GSM icon
1452
FerroAtlántica
GSM
$594M
– –
-22,853
Closed -$121K
GT icon
1453
PUT
Goodyear
GT
$2B
– –
-50,000
Closed -$505K
GTN icon
1454
Gray Television
GTN
$415M
– –
-50,000
Closed -$716K
HBAN icon
1455
Huntington Bancshares
HBAN
$34.4B
– –
-9,700
Closed -$140K
HD icon
1456
CALL
Home Depot
HD
$331B
– –
-16,000
Closed -$4.42M
HDSN
1457
CALL
Hudson Technologies
HDSN
$254M
– –
-25,000
Closed -$185K
HLIT icon
1458
CALL
Harmonic Inc
HLIT
$1.25B
– –
-5,000
Closed -$65K
HLIT icon
1459
Harmonic Inc
HLIT
$1.25B
– –
-8,372
Closed -$109K
HLLY icon
1460
CALL
Holley
HLLY
$321M
– –
-20,000
Closed -$81K
HLT icon
1461
CALL
Hilton Worldwide
HLT
$72.1B
– –
-38,300
Closed -$4.62M
HOLX
1462
DELISTED
Hologic
HOLX
– –
-2,264
Closed -$161K
HOLX
1463
PUT
DELISTED
Hologic
HOLX
– –
-18,000
Closed -$1.16M
HST icon
1464
CALL
Host Hotels & Resorts
HST
$17.2B
– –
-5,400
Closed -$86K
HTHT icon
1465
Huazhu Hotels Group
HTHT
$13.1B
– –
-36,000
Closed -$1.21M
HTHT icon
1466
PUT
Huazhu Hotels Group
HTHT
$13.1B
– –
-100,000
Closed -$3.35M
HTZ icon
1467
Hertz
HTZ
$499M
– –
-1,600
Closed -$26.9K
ICLN icon
1468
CALL
iShares Global Clean Energy ETF
ICLN
$2.31B
– –
-373,000
Closed -$7.12M
ICLN icon
1469
iShares Global Clean Energy ETF
ICLN
$2.31B
– –
-17,766
Closed -$339K
IFF icon
1470
International Flavors & Fragrances
IFF
$20.2B
– –
-1,300
Closed -$128K
IFF icon
1471
PUT
International Flavors & Fragrances
IFF
$20.2B
– –
-60,000
Closed -$5.45M
IMAX icon
1472
CALL
IMAX
IMAX
$2.62B
– –
-230,900
Closed -$3.26M
IMXI icon
1473
CALL
International Money Express
IMXI
$357M
– –
-30,000
Closed -$684K
INCY icon
1474
CALL
Incyte
INCY
$24.2B
– –
-30,000
Closed -$2M
INCY icon
1475
Incyte
INCY
$24.2B
– –
-16,500
Closed -$1.1M
57 58
59
60 61

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.