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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.65B
AUM Growth
+$265M
Cap. Flow
+$90.1M
Cap. Flow %
1.94%
Top 10 Hldgs %
14.76%
Holding
1,541
New
606
Increased
154
Reduced
157
Closed
549

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$22.7M
2
BIIB icon
Biogen
BIIB
+$20.4M
3
NEM icon
Newmont
NEM
+$17.6M
4
CNC icon
Centene
CNC
+$14.6M
5
W icon
Wayfair
W
+$14.5M

Top Sells

Rank Stock Value
1
ENPH icon
Enphase Energy
ENPH
+$25.5M
2
SEDG icon
SolarEdge
SEDG
+$22.3M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$19.6M
4
TECK icon
Teck Resources
TECK
+$19.4M
5
SBNY
Signature Bank
SBNY
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 5.25%
2 Consumer Discretionary 3.98%
3 Technology 1.67%
4 Materials 1.07%
5 Industrials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
1451
CALL
DELISTED
QVC Group Inc Series A
QVCGA
– –
-550
Closed -$301K
QVCGA
1452
PUT
DELISTED
QVC Group Inc Series A
QVCGA
– –
-8,080
Closed -$4.43M
CTEV
1453
Claritev Corp
CTEV
$394M
– –
-633
Closed -$182K
JOYY
1454
CALL
JOYY Inc
JOYY
$3.69B
– –
-53,400
Closed -$4.27M
PDCO
1455
DELISTED
Patterson Companies, Inc.
PDCO
– –
-11
Closed –
ATSG
1456
CALL
DELISTED
Air Transport Services Group
ATSG
– –
-50,000
Closed -$1.57M
SAVE
1457
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-134,000
Closed -$4.3M
PRMW
1458
DELISTED
Primo Water Corporation
PRMW
– –
-30,594
Closed -$481K
SWN
1459
DELISTED
Southwestern Energy Company
SWN
– –
-75,000
Closed -$224K
BIG
1460
CALL
DELISTED
Big Lots, Inc.
BIG
– –
-161,600
Closed -$6.94M
BIG
1461
PUT
DELISTED
Big Lots, Inc.
BIG
– –
-208,500
Closed -$8.95M
LL
1462
CALL
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-20,000
Closed -$615K
TWOU
1463
DELISTED
2U Inc
TWOU
– –
-3,367
Closed -$4.04M
SIX
1464
CALL
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-254,900
Closed -$8.69M
CAMP
1465
CALL
DELISTED
CalAmp Corp.
CAMP
– –
-4,626
Closed -$1.06M
MRNS
1466
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
– –
-7,989
Closed -$98K
MRNS
1467
PUT
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
– –
-74,300
Closed -$907K
AEL
1468
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-30,100
Closed -$833K
AEL
1469
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-15,500
Closed -$429K
BFX
1470
CALL
DELISTED
BowFlex Inc.
BFX
– –
-38,500
Closed -$698K
MDRX
1471
DELISTED
Veradigm Inc. Common Stock
MDRX
– –
-62,595
Closed -$904K
NVTA
1472
PUT
DELISTED
Invitae Corporation
NVTA
– –
-34,000
Closed -$1.42M
ICPT
1473
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-11,971
Closed -$296K
ICPT
1474
PUT
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-25,000
Closed -$617K
DBD
1475
CALL
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-2,700
Closed -$29K
57 58
59
60 61

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Caption Management's Q1 2021 Portfolio in Review

As of Q1 2021, Caption Management held 1,541 positions worth $4.65B, up 6% from $4.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management's Q1 2021 filing shows 606 new, 154 increased, 157 reduced and 549 closed positions. Its largest new stake was Amgen: 95,000 shares worth $23.6M. The largest sale was Enphase Energy, an estimated $25.5M.

By sector, the portfolio is most concentrated in Healthcare at 5.2% of assets, up from 3.2% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Caption Management's largest Q1 2021 buy was Amgen: 95,000 shares worth $23.6M.
  • Caption Management added most to Wayfair in Q1 2021, an estimated $14.5M increase.
  • Caption Management's biggest Q1 2021 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $19.6M.
  • Caption Management fully exited Enphase Energy in Q1 2021, selling an estimated $25.5M.
  • Caption Management's ten largest holdings make up 15% of its $4.65B portfolio in Q1 2021.
  • Caption Management opened 606 new positions and closed 549 in Q1 2021.
  • Caption Management's portfolio value rose 6% quarter-over-quarter to $4.65B.

Based on Caption Management's 13F filing for Q1 2021, filed 17 May 2021.