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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRSN
1426
CALL
DELISTED
Mersana Therapeutics
MRSN
– –
-19,412
Closed -$1.6M
MRSN
1427
DELISTED
Mersana Therapeutics
MRSN
– –
-7,240
Closed -$595K
MRSN
1428
PUT
DELISTED
Mersana Therapeutics
MRSN
– –
-3,480
Closed -$286K
MRVI icon
1429
Maravai LifeSciences
MRVI
$969M
– –
-4,000
Closed -$43.9K
MTZ icon
1430
MasTec
MTZ
$21.1B
– –
-19,000
Closed -$2.24M
MYGN icon
1431
Myriad Genetics
MYGN
$270M
– –
-85,017
Closed -$1.97M
MYGN icon
1432
PUT
Myriad Genetics
MYGN
$270M
– –
-9,300
Closed -$216K
NBIX icon
1433
Neurocrine Biosciences
NBIX
$16.8B
– –
-9,000
Closed -$948K
NE icon
1434
Noble Corp
NE
$6.77B
– –
-42,900
Closed -$2.19M
NECB icon
1435
CALL
Northeast Community Bancorp
NECB
$368M
– –
-50,000
Closed -$744K
NEON icon
1436
Neonode
NEON
$14.1M
– –
-10,000
Closed -$80.8K
NEXT icon
1437
NextDecade
NEXT
$1.79B
– –
-64,400
Closed -$529K
NFE icon
1438
CALL
New Fortress Energy
NFE
$92.1M
– –
-50,000
Closed -$1.34M
NFLX icon
1439
Netflix
NFLX
$299B
– –
-130,160
Closed -$5.52M
NKTR icon
1440
Nektar Therapeutics
NKTR
$2.39B
– –
-11,694
Closed -$101K
NNDM
1441
Nano Dimension
NNDM
$316M
– –
-43,924
Closed -$128K
NRG icon
1442
CALL
NRG Energy
NRG
$28.3B
– –
-380,300
Closed -$14.2M
NTAP icon
1443
NetApp
NTAP
$35B
– –
-1,000
Closed -$76.4K
NVCR icon
1444
NovoCure
NVCR
$1.73B
– –
-801
Closed -$23.1K
NVO
1445
CALL
Novo Nordisk
NVO
$208B
– –
-200,400
Closed -$16.2M
NVO
1446
PUT
Novo Nordisk
NVO
$208B
– –
-60,000
Closed -$4.85M
NVS icon
1447
Novartis
NVS
$297B
– –
-81,700
Closed -$8.24M
NVS icon
1448
PUT
Novartis
NVS
$297B
– –
-65,400
Closed -$6.6M
NVST icon
1449
Envista
NVST
$4.44B
– –
-2,000
Closed -$67.7K
NXE icon
1450
NexGen Energy
NXE
$6.06B
– –
-18,511
Closed -$95.8K
56 57
58
59 60

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.