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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GKOS icon
1426
CALL
Glaukos
GKOS
$9.83B
– –
-45,200
Closed -$2.41M
GKOS icon
1427
PUT
Glaukos
GKOS
$9.83B
– –
-15,000
Closed -$799K
GLBE icon
1428
Global E Online
GLBE
$6.6B
– –
-8,200
Closed -$220K
GLBE icon
1429
PUT
Global E Online
GLBE
$6.6B
– –
-199,800
Closed -$5.35M
GLD icon
1430
SPDR Gold Trust
GLD
$131B
– –
-17,000
Closed -$2.63M
GLDD
1431
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-37,208
Closed -$282K
GLDD
1432
PUT
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-14,300
Closed -$108K
GLNG icon
1433
Golar LNG
GLNG
$5B
– –
-12,276
Closed -$307K
GLW icon
1434
CALL
Corning
GLW
$119B
– –
-12,000
Closed -$348K
GLW icon
1435
PUT
Corning
GLW
$119B
– –
-12,000
Closed -$348K
GM icon
1436
PUT
General Motors
GM
$80.4B
– –
-160,000
Closed -$5.13M
GNK icon
1437
Genco Shipping & Trading
GNK
$1.11B
– –
-5,000
Closed -$64K
GNK icon
1438
PUT
Genco Shipping & Trading
GNK
$1.11B
– –
-5,000
Closed -$63K
GNRC icon
1439
CALL
Generac Holdings
GNRC
$11.6B
– –
-20,000
Closed -$3.56M
GNRC icon
1440
Generac Holdings
GNRC
$11.6B
– –
-3,200
Closed -$570K
GNRC icon
1441
PUT
Generac Holdings
GNRC
$11.6B
– –
-83,400
Closed -$14.9M
GOGO icon
1442
CALL
Gogo Inc
GOGO
$565M
– –
-250,000
Closed -$3.03M
GOOS
1443
PUT
Canada Goose Holdings
GOOS
$872M
– –
-379,000
Closed -$5.78M
GPC icon
1444
CALL
Genuine Parts
GPC
$17.1B
– –
-47,300
Closed -$7.06M
GPC icon
1445
PUT
Genuine Parts
GPC
$17.1B
– –
-18,000
Closed -$2.69M
GPRE icon
1446
PUT
Green Plains
GPRE
$1.18B
– –
-43,300
Closed -$1.26M
GRPN icon
1447
CALL
Groupon
GRPN
$1.05B
– –
-18,800
Closed -$149K
GRPN icon
1448
Groupon
GRPN
$1.05B
– –
-37,817
Closed -$301K
GSL icon
1449
Global Ship Lease
GSL
$1.6B
– –
-1,500
Closed -$24K
GSL icon
1450
PUT
Global Ship Lease
GSL
$1.6B
– –
-1,500
Closed -$24K
56 57
58
59 60

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.