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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GKOS icon
1426
CALL
Glaukos
GKOS
$10.1B
– –
-45,200
Closed -$2.41M
GKOS icon
1427
PUT
Glaukos
GKOS
$10.1B
– –
-15,000
Closed -$799K
GLBE icon
1428
Global E Online
GLBE
$6.13B
– –
-8,200
Closed -$220K
GLBE icon
1429
PUT
Global E Online
GLBE
$6.13B
– –
-199,800
Closed -$5.35M
GLD icon
1430
SPDR Gold Trust
GLD
$145B
– –
-17,000
Closed -$2.63M
GLDD
1431
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-37,208
Closed -$282K
GLDD
1432
PUT
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-14,300
Closed -$108K
GLNG icon
1433
Golar LNG
GLNG
$5.14B
– –
-12,276
Closed -$307K
GLW icon
1434
CALL
Corning
GLW
$124B
– –
-12,000
Closed -$348K
GLW icon
1435
PUT
Corning
GLW
$124B
– –
-12,000
Closed -$348K
GM icon
1436
PUT
General Motors
GM
$74.9B
– –
-160,000
Closed -$5.13M
GNK icon
1437
Genco Shipping & Trading
GNK
$1.23B
– –
-5,000
Closed -$64K
GNK icon
1438
PUT
Genco Shipping & Trading
GNK
$1.23B
– –
-5,000
Closed -$63K
GNRC icon
1439
CALL
Generac Holdings
GNRC
$10.3B
– –
-20,000
Closed -$3.56M
GNRC icon
1440
Generac Holdings
GNRC
$10.3B
– –
-3,200
Closed -$570K
GNRC icon
1441
PUT
Generac Holdings
GNRC
$10.3B
– –
-83,400
Closed -$14.9M
GOGO icon
1442
CALL
Gogo Inc
GOGO
$348M
– –
-250,000
Closed -$3.03M
GOOS
1443
PUT
Canada Goose Holdings
GOOS
$724M
– –
-379,000
Closed -$5.78M
GPC icon
1444
CALL
Genuine Parts
GPC
$18.1B
– –
-47,300
Closed -$7.06M
GPC icon
1445
PUT
Genuine Parts
GPC
$18.1B
– –
-18,000
Closed -$2.69M
GPRE icon
1446
PUT
Green Plains
GPRE
$1.04B
– –
-43,300
Closed -$1.26M
GRPN icon
1447
CALL
Groupon
GRPN
$762M
– –
-18,800
Closed -$149K
GRPN icon
1448
Groupon
GRPN
$762M
– –
-37,817
Closed -$301K
GSL icon
1449
Global Ship Lease
GSL
$1.64B
– –
-1,500
Closed -$24K
GSL icon
1450
PUT
Global Ship Lease
GSL
$1.64B
– –
-1,500
Closed -$24K
56 57
58
59 60

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LCIP
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BPA
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SA
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AA
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RAM
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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.