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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+3.14%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$7.25B
AUM Growth
-$2.88M
Cap. Flow
-$580M
Cap. Flow %
-8%
Top 10 Hldgs %
14.3%
Holding
1,990
New
595
Increased
284
Reduced
345
Closed
531

Top Buys

Rank Stock Value
1
EQT icon
EQT Corp
EQT
+$22.4M
2
ZM icon
Zoom
ZM
+$15.7M
3
SABR icon
Sabre
SABR
+$8.12M
4
EXAS
Exact Sciences
EXAS
+$5.98M
5
OVV icon
Ovintiv
OVV
+$5.76M

Top Sells

Rank Stock Value
1
FANG icon
Diamondback Energy
FANG
+$59.9M
2
TCOM icon
Trip.com Group
TCOM
+$53.8M
3
DVN icon
Devon Energy
DVN
+$42.6M
4
FCX icon
Freeport-McMoran
FCX
+$36.7M
5
CLAR icon
Clarus
CLAR
+$26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 92.49%
2 Energy 2.02%
3 Healthcare 1.54%
4 Technology 0.89%
5 Materials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCOM icon
1426
Trip.com Group
TCOM
$25.7B
$19K ﹤0.01%
709
-2,055,666
-100% -$53.8M
BLNK icon
1427
Blink Charging
BLNK
$78.3M
$17K ﹤0.01%
1,000
-9,500
-90% -$195K
CDLX icon
1428
Cardlytics
CDLX
$23.5M
$17K ﹤0.01%
+183
New +$26K
COMP icon
1429
Compass
COMP
$8.01B
$17K ﹤0.01%
7,500
-37,700
-83% -$134K
EVLV icon
1430
Evolv Technologies
EVLV
$918M
$17K ﹤0.01%
+8,000
New +$20.9K
MCOMW
1431
DELISTED
micromobility.com Inc. Warrant
MCOMW
$16K ﹤0.01%
250,000
– –
BURU.WS
1432
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$16K ﹤0.01%
197,049
– –
ERIC icon
1433
CALL
Ericsson
ERIC
$33B
$15K ﹤0.01%
2,500
-250,000
-99% -$1.79M
WDC icon
1434
Western Digital
WDC
$154B
$15K ﹤0.01%
605
-30,221
-98% -$1M
WPM icon
1435
Wheaton Precious Metals
WPM
$67.7B
$15K ﹤0.01%
473
-16,027
-97% -$526K
OSH
1436
DELISTED
Oak Street Health, Inc.
OSH
$15K ﹤0.01%
600
-469,400
-100% -$12.4M
XLE icon
1437
State Street Energy Select Sector SPDR ETF
XLE
$42.5B
$14K ﹤0.01%
400
-54,092
-99% -$2.05M
SHPWW
1438
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$14K ﹤0.01%
283,253
– –
HIMX
1439
Himax Technologies
HIMX
$2.34B
$13K ﹤0.01%
2,800
-121,200
-98% -$772K
BBBY
1440
DELISTED
Bed Bath & Beyond Inc
BBBY
$12K ﹤0.01%
+1,876
New +$15.3K
KZR
1441
DELISTED
Kezar Life Sciences
KZR
$11K ﹤0.01%
130
-4,128
-97% -$401K
ADAM
1442
Adamas Trust
ADAM
$814M
$11K ﹤0.01%
+1,200
New +$13.6K
SE icon
1443
Sea Limited
SE
$64.4B
$11K ﹤0.01%
200
-24,800
-99% -$1.73M
RCL icon
1444
Royal Caribbean
RCL
$67.9B
$9K ﹤0.01%
+224
New +$9.07K
AMC icon
1445
AMC Entertainment Holdings
AMC
$2.38B
$8K ﹤0.01%
110
– –
MOS icon
1446
The Mosaic Company
MOS
$7.94B
$8K ﹤0.01%
+157
New +$8.11K
TRIP icon
1447
TripAdvisor
TRIP
$1.05B
$7K ﹤0.01%
+300
New +$6.72K
BTG icon
1448
B2Gold
BTG
$6.91B
$6K ﹤0.01%
+1,784
New +$5.88K
ROOT icon
1449
Root
ROOT
$810M
$5K ﹤0.01%
591
-13,715
-96% -$215K
CLAR icon
1450
Clarus
CLAR
$135M
$4K ﹤0.01%
300
-1,336,700
-100% -$26M
56 57
58
59 60

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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q3 2022 Portfolio in Review

As of Q3 2022, Caption Management held 1,990 positions worth $7.25B, down 0.04% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $580M in Q3 2022, closing 531 positions and reducing 345 holdings. Its most notable exit was US Steel, an estimated $21.7M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 85% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Caption Management opened a new position in Zoom worth $12.1M.

  • Caption Management's largest Q3 2022 buy was Zoom: 165,000 shares worth $12.1M.
  • Caption Management added most to EQT Corp in Q3 2022, an estimated $22.4M increase.
  • Caption Management's biggest Q3 2022 reduction was Diamondback Energy, cutting an estimated $59.9M.
  • Caption Management fully exited US Steel in Q3 2022, selling an estimated $21.7M.
  • Caption Management's ten largest holdings make up 14% of its $7.25B portfolio in Q3 2022.
  • Caption Management opened 595 new positions and closed 531 in Q3 2022.
  • Caption Management's portfolio value fell 0.04% quarter-over-quarter to $7.25B.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.