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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOD icon
1401
PUT
Kodiak Sciences
KOD
$2.6B
– –
-50,000
Closed -$345K
KURA icon
1402
Kura Oncology
KURA
$800M
– –
-111,023
Closed -$1.17M
LBTYA icon
1403
CALL
Liberty Global Class A
LBTYA
$3.62B
– –
-72,000
Closed -$1.21M
LBTYA icon
1404
Liberty Global Class A
LBTYA
$3.62B
– –
-30,000
Closed -$506K
LEN icon
1405
Lennar Class A
LEN
$19.8B
– –
-6,198
Closed -$752K
LEN icon
1406
PUT
Lennar Class A
LEN
$19.8B
– –
-36,465
Closed -$4.42M
LH icon
1407
CALL
Labcorp
LH
$25B
– –
-41,089
Closed -$7.32M
LH icon
1408
PUT
Labcorp
LH
$25B
– –
-32,592
Closed -$5.8M
LIVN icon
1409
LivaNova
LIVN
$4.4B
– –
-76,704
Closed -$3.94M
LIVN icon
1410
PUT
LivaNova
LIVN
$4.4B
– –
-87,500
Closed -$4.5M
LMB icon
1411
CALL
Limbach Holdings
LMB
$855M
– –
-47,500
Closed -$1.17M
LNG icon
1412
PUT
Cheniere Energy
LNG
$55.2B
– –
-120,000
Closed -$18.3M
LOGI icon
1413
CALL
Logitech
LOGI
$14.7B
– –
-65,400
Closed -$3.88M
LUMN icon
1414
Lumen
LUMN
$6.57B
– –
-98,800
Closed -$167K
LVS icon
1415
CALL
Las Vegas Sands
LVS
$31.7B
– –
-30,000
Closed -$1.74M
LXU icon
1416
LSB Industries
LXU
$783M
– –
-2,500
Closed -$24.6K
M icon
1417
Macy's
M
$6.53B
– –
-19,852
Closed -$278K
MBI icon
1418
MBIA
MBI
$261M
– –
-6,200
Closed -$51.6K
MBLY icon
1419
PUT
Mobileye
MBLY
$2B
– –
-70,000
Closed -$2.69M
MET icon
1420
MetLife
MET
$61.9B
– –
-52,248
Closed -$3.25M
MGNX icon
1421
MacroGenics
MGNX
$235M
– –
-14,787
Closed -$79.1K
MGNX icon
1422
PUT
MacroGenics
MGNX
$235M
– –
-27,900
Closed -$149K
MIDD icon
1423
CALL
Middleby
MIDD
$6.04B
– –
-25,000
Closed -$3.7M
MLCO icon
1424
CALL
Melco Resorts & Entertainment
MLCO
$2.22B
– –
-400,000
Closed -$4.88M
MPT
1425
PUT
Medical Properties Trust
MPT
$2.77B
– –
-250,000
Closed -$2.31M
55 56
57
58 59

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ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.