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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
1401
Freeport-McMoran
FCX
$90B
– –
-14,500
Closed -$507K
FENC icon
1402
CALL
Fennec Pharmaceuticals
FENC
$332M
– –
-86,500
Closed -$701K
FENC icon
1403
PUT
Fennec Pharmaceuticals
FENC
$332M
– –
-286,100
Closed -$2.32M
FEZ icon
1404
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
– –
-23,000
Closed -$708K
FEZ icon
1405
PUT
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.42B
– –
-50,000
Closed -$1.54M
FISV
1406
CALL
Fiserv Inc
FISV
$28.8B
– –
-155,000
Closed -$14.5M
FISV
1407
PUT
Fiserv Inc
FISV
$28.8B
– –
-44,000
Closed -$4.12M
FLGT icon
1408
Fulgent Genetics
FLGT
$470M
– –
-10,000
Closed -$381K
FLGT icon
1409
PUT
Fulgent Genetics
FLGT
$470M
– –
-15,000
Closed -$571K
FLNG icon
1410
CALL
FLEX LNG
FLNG
$1.69B
– –
-4,700
Closed -$149K
FLNG icon
1411
FLEX LNG
FLNG
$1.69B
– –
-12,500
Closed -$396K
FLWS icon
1412
1-800-Flowers.com
FLWS
$250M
– –
-18,000
Closed -$117K
FLWS icon
1413
PUT
1-800-Flowers.com
FLWS
$250M
– –
-50,000
Closed -$325K
FNKO icon
1414
PUT
Funko
FNKO
$326M
– –
-60,000
Closed -$1.21M
FOLD
1415
DELISTED
Amicus Therapeutics
FOLD
– –
-33,400
Closed -$376K
FRO icon
1416
CALL
Frontline
FRO
$8.76B
– –
-200,000
Closed -$2.19M
FRPT icon
1417
CALL
Freshpet
FRPT
$2.93B
– –
-35,000
Closed -$1.75M
FRPT icon
1418
Freshpet
FRPT
$2.93B
– –
-2,000
Closed -$100K
GFI icon
1419
Gold Fields
GFI
$29B
– –
-30,460
Closed -$295K
GH icon
1420
PUT
Guardant Health
GH
$21.7B
– –
-504,300
Closed -$27.1M
GIII icon
1421
CALL
G-III Apparel Group
GIII
$1.54B
– –
-35,000
Closed -$523K
GIII icon
1422
G-III Apparel Group
GIII
$1.54B
– –
-18,829
Closed -$281K
GILD icon
1423
CALL
Gilead Sciences
GILD
$162B
– –
-113,900
Closed -$7.03M
GILD icon
1424
PUT
Gilead Sciences
GILD
$162B
– –
-99,000
Closed -$6.11M
GIS icon
1425
CALL
General Mills
GIS
$19.1B
– –
-20,000
Closed -$1.53M
55 56
57
58 59

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.