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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+18.18%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.65B
AUM Growth
+$265M
Cap. Flow
+$90.1M
Cap. Flow %
1.94%
Top 10 Hldgs %
14.76%
Holding
1,541
New
606
Increased
154
Reduced
157
Closed
549

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$22.7M
2
BIIB icon
Biogen
BIIB
+$20.4M
3
NEM icon
Newmont
NEM
+$17.6M
4
CNC icon
Centene
CNC
+$14.6M
5
W icon
Wayfair
W
+$14.5M

Top Sells

Rank Stock Value
1
ENPH icon
Enphase Energy
ENPH
+$25.5M
2
SEDG icon
SolarEdge
SEDG
+$22.3M
3
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$19.6M
4
TECK icon
Teck Resources
TECK
+$19.4M
5
SBNY
Signature Bank
SBNY
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 5.25%
2 Consumer Discretionary 3.98%
3 Technology 1.67%
4 Materials 1.07%
5 Industrials 1.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPB icon
1401
PUT
Turning Point Brands
TPB
$1.45B
– –
-40,000
Closed -$1.78M
TPH
1402
CALL
DELISTED
Tri Pointe Homes
TPH
– –
-75,000
Closed -$1.29M
TRGP icon
1403
CALL
Targa Resources
TRGP
$58B
– –
-75,000
Closed -$1.98M
TRGP icon
1404
PUT
Targa Resources
TRGP
$58B
– –
-74,500
Closed -$1.97M
TWST icon
1405
PUT
Twist Bioscience
TWST
$5.7B
– –
-10,000
Closed -$1.41M
UAA icon
1406
CALL
Under Armour
UAA
$2.84B
– –
-300,000
Closed -$5.15M
UAA icon
1407
PUT
Under Armour
UAA
$2.84B
– –
-100,000
Closed -$1.72M
UBER icon
1408
Uber
UBER
$143B
– –
-29,100
Closed -$1.62M
UBER icon
1409
PUT
Uber
UBER
$143B
– –
-50,000
Closed -$2.55M
UNG icon
1410
United States Natural Gas Fund
UNG
$456M
– –
-150
Closed -$6K
UNM icon
1411
PUT
Unum
UNM
$13.6B
– –
-90,000
Closed -$2.06M
UPBD icon
1412
CALL
Upbound Group
UPBD
$1.13B
– –
-150,000
Closed -$5.74M
UPWK icon
1413
CALL
Upwork
UPWK
$1.13B
– –
-60,000
Closed -$2.07M
VIPS icon
1414
CALL
Vipshop
VIPS
$7.37B
– –
-300,000
Closed -$8.43M
VIPS icon
1415
Vipshop
VIPS
$7.37B
– –
-89,683
Closed -$3.09M
VKTX icon
1416
CALL
Viking Therapeutics
VKTX
$3.7B
– –
-50,000
Closed -$281K
VNO icon
1417
Vornado Realty Trust
VNO
$7.41B
– –
-29,000
Closed -$1.08M
VST icon
1418
Vistra
VST
$50B
– –
-39,331
Closed -$782K
VTR icon
1419
CALL
Ventas
VTR
$48B
– –
-27,000
Closed -$1.32M
VTR icon
1420
PUT
Ventas
VTR
$48B
– –
-40,000
Closed -$1.96M
VTRS icon
1421
PUT
Viatris
VTRS
$20.4B
– –
-134,000
Closed -$2.51M
VUZI icon
1422
CALL
Vuzix
VUZI
$194M
– –
-68,500
Closed -$623K
VUZI icon
1423
PUT
Vuzix
VUZI
$194M
– –
-13,100
Closed -$119K
WGO icon
1424
PUT
Winnebago Industries
WGO
$856M
– –
-26,900
Closed -$1.61M
WKHS icon
1425
CALL
Workhorse Group
WKHS
$33.2M
– –
-23
Closed -$1.35M
55 56
57
58 59

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Caption Management's Q1 2021 Portfolio in Review

As of Q1 2021, Caption Management held 1,541 positions worth $4.65B, up 6% from $4.39B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Caption Management's Q1 2021 filing shows 606 new, 154 increased, 157 reduced and 549 closed positions. Its largest new stake was Amgen: 95,000 shares worth $23.6M. The largest sale was Enphase Energy, an estimated $25.5M.

By sector, the portfolio is most concentrated in Healthcare at 5.2% of assets, up from 3.2% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Caption Management's largest Q1 2021 buy was Amgen: 95,000 shares worth $23.6M.
  • Caption Management added most to Wayfair in Q1 2021, an estimated $14.5M increase.
  • Caption Management's biggest Q1 2021 reduction was Biohaven Pharmaceutical Holding Company Ltd., cutting an estimated $19.6M.
  • Caption Management fully exited Enphase Energy in Q1 2021, selling an estimated $25.5M.
  • Caption Management's ten largest holdings make up 15% of its $4.65B portfolio in Q1 2021.
  • Caption Management opened 606 new positions and closed 549 in Q1 2021.
  • Caption Management's portfolio value rose 6% quarter-over-quarter to $4.65B.

Based on Caption Management's 13F filing for Q1 2021, filed 17 May 2021.