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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTLS
1376
CALL
DELISTED
Chart Industries
GTLS
– –
-40,000
Closed -$6.39M
GTLS
1377
PUT
DELISTED
Chart Industries
GTLS
– –
-15,000
Closed -$2.4M
HASI icon
1378
PUT
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.84B
– –
-20,000
Closed -$500K
HELE icon
1379
PUT
Helen of Troy
HELE
$644M
– –
-27,400
Closed -$2.96M
HGV icon
1380
CALL
Hilton Grand Vacations
HGV
$3.59B
– –
-100,000
Closed -$4.54M
HOG icon
1381
CALL
Harley-Davidson
HOG
$2.58B
– –
-35,000
Closed -$1.23M
HPE icon
1382
CALL
Hewlett Packard
HPE
$63.4B
– –
-52,500
Closed -$882K
HUBS icon
1383
CALL
HubSpot
HUBS
$12.2B
– –
-11,400
Closed -$6.07M
IBM icon
1384
CALL
IBM
IBM
$211B
– –
-200,000
Closed -$26.8M
ILMN icon
1385
CALL
Illumina
ILMN
$31B
– –
-20,560
Closed -$3.75M
INSM icon
1386
Insmed
INSM
$21.4B
– –
-100,000
Closed -$2.29M
INVH icon
1387
CALL
Invitation Homes
INVH
$17.7B
– –
-225,000
Closed -$7.74M
INVZ icon
1388
CALL
Innoviz Technologies
INVZ
$95M
– –
-260,000
Closed -$738K
IONQ icon
1389
IonQ
IONQ
$13.6B
– –
-27,500
Closed -$432K
IRM icon
1390
CALL
Iron Mountain
IRM
$36.4B
– –
-297,500
Closed -$16.9M
IRM icon
1391
PUT
Iron Mountain
IRM
$36.4B
– –
-292,400
Closed -$16.6M
ITW icon
1392
PUT
Illinois Tool Works
ITW
$82.6B
– –
-20,000
Closed -$5M
JNJ icon
1393
CALL
Johnson & Johnson
JNJ
$618B
– –
-125,100
Closed -$20.7M
JNJ icon
1394
Johnson & Johnson
JNJ
$618B
– –
-8
Closed -$1.32K
JNJ icon
1395
PUT
Johnson & Johnson
JNJ
$618B
– –
-150,000
Closed -$24.8M
KFY icon
1396
PUT
Korn Ferry
KFY
$4.18B
– –
-24,900
Closed -$1.23M
KGC icon
1397
CALL
Kinross Gold
KGC
$27.4B
– –
-730,000
Closed -$3.48M
KGC icon
1398
Kinross Gold
KGC
$27.4B
– –
-129,911
Closed -$620K
KKR icon
1399
KKR & Co
KKR
$91.1B
– –
-6,600
Closed -$401K
KMI icon
1400
CALL
Kinder Morgan
KMI
$71.7B
– –
-111,500
Closed -$1.92M
54 55
56
57 58

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.