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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
+$4.26M
Cap. Flow %
0.07%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.14%
2 Healthcare 2.61%
3 Energy 1.26%
4 Technology 1.15%
5 Consumer Discretionary 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DINO icon
1376
CALL
HF Sinclair
DINO
$19.8B
– –
-25,700
Closed -$1.39M
DLTR icon
1377
CALL
Dollar Tree
DLTR
$21.3B
– –
-200,000
Closed -$27.2M
DLTR icon
1378
Dollar Tree
DLTR
$21.3B
– –
-5,691
Closed -$774K
DOCN icon
1379
CALL
DigitalOcean
DOCN
$14.5B
– –
-56,400
Closed -$2.04M
DV icon
1380
DoubleVerify
DV
$2.09B
– –
-12,000
Closed -$313K
EA
1381
CALL
DELISTED
Electronic Arts
EA
– –
-36,000
Closed -$4.17M
EA
1382
PUT
DELISTED
Electronic Arts
EA
– –
-36,000
Closed -$4.17M
EGO icon
1383
CALL
Eldorado Gold
EGO
$10.8B
– –
-56,000
Closed -$337K
ELVN icon
1384
Enliven Therapeutics
ELVN
$3.75B
– –
-42,500
Closed -$388K
ELVN icon
1385
PUT
Enliven Therapeutics
ELVN
$3.75B
– –
-72,500
Closed -$661K
ENPH icon
1386
CALL
Enphase Energy
ENPH
$4.74B
– –
-25,000
Closed -$6.94M
ENPH icon
1387
Enphase Energy
ENPH
$4.74B
– –
-1,000
Closed -$278K
ENPH icon
1388
PUT
Enphase Energy
ENPH
$4.74B
– –
-40,000
Closed -$11.1M
ENTG icon
1389
CALL
Entegris
ENTG
$20B
– –
-40,000
Closed -$3.32M
ENTG icon
1390
Entegris
ENTG
$20B
– –
-23,100
Closed -$1.92M
ENTG icon
1391
PUT
Entegris
ENTG
$20B
– –
-50,000
Closed -$4.15M
EOG icon
1392
EOG Resources
EOG
$77B
– –
-12,600
Closed -$1.68M
EPAM icon
1393
CALL
EPAM Systems
EPAM
$6.14B
– –
-170,700
Closed -$61.8M
EPAM icon
1394
PUT
EPAM Systems
EPAM
$6.14B
– –
-116,800
Closed -$42.3M
EVH icon
1395
CALL
Evolent Health
EVH
$428M
– –
-41,500
Closed -$1.49M
EVH icon
1396
PUT
Evolent Health
EVH
$428M
– –
-41,500
Closed -$1.49M
EXC icon
1397
CALL
Exelon
EXC
$43.6B
– –
-96,000
Closed -$3.6M
EXPD icon
1398
CALL
Expeditors International
EXPD
$24.8B
– –
-35,000
Closed -$3.09M
EXPD icon
1399
Expeditors International
EXPD
$24.8B
– –
-1,300
Closed -$115K
EXPD icon
1400
PUT
Expeditors International
EXPD
$24.8B
– –
-67,100
Closed -$5.92M
54 55
56
57 58

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Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management's Q4 2022 filing shows 444 new, 263 increased, 318 reduced and 672 closed positions. Its largest new stake was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M. The largest sale was Petrobras, an estimated $43.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, down from 92% a quarter earlier, followed by Healthcare and Energy.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.