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Caption Management Portfolio holdings

AUM $21.5B
1-Year Est. Return 81.81%
This Fund
S&P 500
This Quarter Est. Return
-2%
1 Year Est. Return
+81.81%
3 Year Est. Return
+226.72%
5 Year Est. Return
+294.21%
10 Year Est. Return
–
AUM
$8.75B
AUM Growth
+$1.09B
Cap. Flow
+$497M
Cap. Flow %
5.68%
Top 10 Hldgs %
11.21%
Holding
1,949
New
703
Increased
293
Reduced
258
Closed
492

Top Buys

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.8M
2
CHTR icon
Charter Communications
CHTR
+$30.5M
3
X
US Steel
X
+$28.3M
4
STMP
Stamps.com, Inc.
STMP
+$22.8M
5
INOV
Inovalon Holdings, Inc. Class A Common Stock
INOV
+$19.1M

Top Sells

Rank Stock Value
1
DRI icon
Darden Restaurants
DRI
+$71.1M
2
W icon
Wayfair
W
+$40.2M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$20.8M
4
RAPT
RAPT Therapeutics
RAPT
+$13.9M
5
VYX icon
NCR Voyix
VYX
+$10.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.89%
2 Healthcare 3.78%
3 Consumer Discretionary 2.54%
4 Materials 2.05%
5 Technology 1.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSM icon
1376
Fortuna Silver Mines
FSM
$3.45B
$153K ﹤0.01%
+39,030
New +$175K
MNTS icon
1377
Momentus
MNTS
$90.3M
$151K ﹤0.01%
+1
New +$133K
PBI icon
1378
CALL
Pitney Bowes
PBI
$2.38B
$144K ﹤0.01%
+20,000
New +$157K
MACQW
1379
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
$144K ﹤0.01%
+133,416
New +$138K
GDEVW
1380
DELISTED
GDEV Inc Warrant
GDEVW
$143K ﹤0.01%
+170,635
New +$143K
HLMN icon
1381
Hillman Solutions
HLMN
$1.42B
$143K ﹤0.01%
+12,000
New +$147K
CELU icon
1382
Celularity
CELU
$37.9M
$142K ﹤0.01%
+2,000
New +$161K
LGF.A
1383
CALL
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$142K ﹤0.01%
10,000
– –
LGF.A
1384
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$142K ﹤0.01%
10,000
– –
ABCL icon
1385
AbCellera Biologics
ABCL
$3.79B
$140K ﹤0.01%
7,000
+6,900
+6,900% +$122K
UEC icon
1386
Uranium Energy
UEC
$4.95B
$140K ﹤0.01%
+45,871
New +$115K
EB
1387
DELISTED
Eventbrite
EB
$137K ﹤0.01%
+7,254
New +$127K
RADI
1388
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
$131K ﹤0.01%
+8,000
New +$129K
TV icon
1389
Televisa
TV
$1.18B
$127K ﹤0.01%
+11,600
New +$149K
SEER icon
1390
Seer Inc
SEER
$106M
$121K ﹤0.01%
+3,500
New +$120K
TISI icon
1391
Team
TISI
$126M
$120K ﹤0.01%
4,000
+3,620
+953% +$174K
FSM icon
1392
CALL
Fortuna Silver Mines
FSM
$3.45B
$117K ﹤0.01%
29,700
– –
XERS icon
1393
PUT
Xeris Biopharma Holdings
XERS
$1.41B
$117K ﹤0.01%
47,600
– –
RDN icon
1394
Radian Group
RDN
$4.66B
$114K ﹤0.01%
5,000
– –
BURU.WS
1395
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$114K ﹤0.01%
+197,049
New +$175K
FABC
1396
Fabric.AI Inc
FABC
$15.7M
$113K ﹤0.01%
+258
New +$136K
ATIP
1397
DELISTED
ATI Physical Therapy, Inc.
ATIP
$112K ﹤0.01%
+590
New +$150K
DK icon
1398
CALL
Delek US
DK
$4.83B
$108K ﹤0.01%
6,000
– –
XRX icon
1399
CALL
Xerox
XRX
$465M
$107K ﹤0.01%
+5,300
New +$120K
XRX icon
1400
PUT
Xerox
XRX
$465M
$107K ﹤0.01%
+5,300
New +$120K
54 55
56
57 58

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LCIP
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BPA
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SA
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AA
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RAM
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FCM
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BG
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Caption Management's Q3 2021 Portfolio in Review

As of Q3 2021, Caption Management held 1,949 positions worth $8.75B, up 14% from $7.66B the previous quarter. Its ten largest holdings account for 11% of the portfolio.

Caption Management deployed $497M of net new capital in Q3 2021, opening 703 new positions and adding to 293 existing holdings. Its largest new stake was Petrobras: 4,114,400 shares worth $42.5M.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 86% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Wayfair, an estimated $40.2M trimmed.

  • Caption Management's largest Q3 2021 buy was Petrobras: 4,114,400 shares worth $42.5M.
  • Caption Management added most to Stamps.com, Inc. in Q3 2021, an estimated $22.8M increase.
  • Caption Management's biggest Q3 2021 reduction was Wayfair, cutting an estimated $40.2M.
  • Caption Management fully exited Darden Restaurants in Q3 2021, selling an estimated $71.1M.
  • Caption Management's ten largest holdings make up 11% of its $8.75B portfolio in Q3 2021.
  • Caption Management opened 703 new positions and closed 492 in Q3 2021.
  • Caption Management's portfolio value rose 14% quarter-over-quarter to $8.75B.

Based on Caption Management's 13F filing for Q3 2021, filed 12 Nov 2021.