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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+30.39%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$4.39B
AUM Growth
+$111M
Cap. Flow
-$575M
Cap. Flow %
-13.12%
Top 10 Hldgs %
14.05%
Holding
1,400
New
403
Increased
168
Reduced
199
Closed
465

Top Buys

Rank Stock Value
1
TECK icon
Teck Resources
TECK
+$13.2M
2
GE icon
GE Aerospace
GE
+$11.9M
3
DBA icon
Invesco DB Agriculture Fund
DBA
+$10.8M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$10.3M
5
SBNY
Signature Bank
SBNY
+$8.05M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$24M
2
AEO icon
American Eagle Outfitters
AEO
+$16.5M
3
ADBE icon
Adobe
ADBE
+$15M
4
PFE icon
Pfizer
PFE
+$13.7M
5
LHCG
LHC Group LLC
LHCG
+$12.5M

Sector Composition

Rank Sector Weight
1 Healthcare 3.21%
2 Consumer Discretionary 3.05%
3 Technology 2.58%
4 Industrials 1.15%
5 Materials 1.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAL
1376
CALL
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-99,000
Closed -$9K
VAL
1377
PUT
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-486,900
Closed -$44K
BGG
1378
CALL
DELISTED
Briggs & Stratton Corp.
BGG
– –
-40,000
Closed -$10K
WPG
1379
CALL
DELISTED
Washington Prime Group Inc.
WPG
– –
-13,800
Closed -$81K
CRC
1380
CALL
DELISTED
California Resources Corporation
CRC
– –
-20,000
Closed -$2K
CRC
1381
DELISTED
California Resources Corporation
CRC
– –
-148,000
Closed -$14K
CRC
1382
PUT
DELISTED
California Resources Corporation
CRC
– –
-215,000
Closed -$18K
ZGNX
1383
DELISTED
Zogenix, Inc.
ZGNX
– –
-22,500
Closed -$460K
MOBL
1384
CALL
DELISTED
MobileIron, Inc.
MOBL
– –
-24,000
Closed -$168K
EMKR
1385
DELISTED
Emcore Corp
EMKR
– –
-9,000
Closed -$292K
ATVI
1386
PUT
DELISTED
Activision Blizzard
ATVI
– –
-5,000
Closed -$405K
DISH
1387
CALL
DELISTED
DISH Network Corp.
DISH
– –
-50,000
Closed -$1.45M
VSTO
1388
CALL
DELISTED
Vista Outdoor Inc.
VSTO
– –
-662,100
Closed -$13.4M
WLL
1389
CALL
DELISTED
Whiting Petroleum Corporation
WLL
– –
-248,000
Closed -$4.29M
REGI
1390
DELISTED
Renewable Energy Group, Inc.
REGI
– –
-28,053
Closed -$1.5M
MCF
1391
CALL
DELISTED
Contango Oil & Gas Co.
MCF
– –
-100,000
Closed -$134K
VG
1392
DELISTED
Vonage Holdings Corporation
VG
– –
-114,800
Closed -$1.17M
CIT
1393
CALL
DELISTED
CIT Group Inc.
CIT
– –
-100,000
Closed -$1.77M
CIT
1394
DELISTED
CIT Group Inc.
CIT
– –
-75,000
Closed -$1.33M
CIT
1395
PUT
DELISTED
CIT Group Inc.
CIT
– –
-100,000
Closed -$1.77M
RESI
1396
DELISTED
Front Yard Residential Corporation Common Stock
RESI
– –
-58,300
Closed -$508K
AZPN
1397
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-4,000
Closed -$506K
AZPN
1398
PUT
DELISTED
ASPEN TECHNOLOGY INC
AZPN
– –
-33,200
Closed -$4.2M
SPN
1399
DELISTED
Superior Energy Services, Inc.
SPN
– –
-2,600
Closed –
SPN
1400
PUT
DELISTED
Superior Energy Services, Inc.
SPN
– –
-15,000
Closed -$6K
52 53 54 55
56

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PP
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VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
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FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
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Caption Management's Q4 2020 Portfolio in Review

As of Q4 2020, Caption Management held 1,400 positions worth $4.39B, up 2.6% from $4.28B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $575M in Q4 2020, closing 465 positions and reducing 199 holdings. Its most notable exit was Adobe, an estimated $15M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 3.2% of assets, up from 2.8% a quarter earlier, followed by Consumer Discretionary and Technology.

Against the trend, Caption Management opened a new position in GE Aerospace worth $14.3M.

  • Caption Management's largest Q4 2020 buy was GE Aerospace: 264,797 shares worth $14.3M.
  • Caption Management added most to Teck Resources in Q4 2020, an estimated $13.2M increase.
  • Caption Management's biggest Q4 2020 reduction was Amazon, cutting an estimated $24M.
  • Caption Management fully exited Adobe in Q4 2020, selling an estimated $15M.
  • Caption Management's ten largest holdings make up 14% of its $4.39B portfolio in Q4 2020.
  • Caption Management opened 403 new positions and closed 465 in Q4 2020.
  • Caption Management's portfolio value rose 2.6% quarter-over-quarter to $4.39B.

Based on Caption Management's 13F filing for Q4 2020, filed 16 Feb 2021.