We are live on ! Find out more
CM

Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
-3.11%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.49B
AUM Growth
+$847M
Cap. Flow
+$1.01B
Cap. Flow %
15.59%
Top 10 Hldgs %
14.48%
Holding
1,654
New
595
Increased
238
Reduced
232
Closed
414

Top Buys

Rank Stock Value
1
C icon
Citigroup
C
+$75.8M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$49.9M
3
ONON icon
On Holding
ONON
+$19.3M
4
LMT icon
Lockheed Martin
LMT
+$17.5M
5
NEE icon
NextEra Energy
NEE
+$14.3M

Top Sells

Rank Stock Value
1
WWE
World Wrestling Entertainment
WWE
+$20.2M
2
ATVI
Activision Blizzard
ATVI
+$12.8M
3
SPB icon
Spectrum Brands
SPB
+$12.2M
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$11.6M
5
SGEN
Seagen Inc. Common Stock
SGEN
+$11.1M

Sector Composition

Rank Sector Weight
1 Healthcare 2.4%
2 Technology 1.47%
3 Consumer Discretionary 1.45%
4 Financials 1.41%
5 Industrials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYNB
1351
CALL
Kyntra Bio
KYNB
$27.2M
– –
-43,628
Closed -$2.94M
KYNB
1352
PUT
Kyntra Bio
KYNB
$27.2M
– –
-6,432
Closed -$434K
FHN icon
1353
CALL
First Horizon
FHN
$12.2B
– –
-10,000
Closed -$113K
FHN icon
1354
First Horizon
FHN
$12.2B
– –
-500
Closed -$5.63K
FIGS icon
1355
CALL
FIGS
FIGS
$1.79B
– –
-200,000
Closed -$1.65M
FIVE icon
1356
Five Below
FIVE
$12B
– –
-3,000
Closed -$590K
FL
1357
PUT
DELISTED
Foot Locker
FL
– –
-69,300
Closed -$1.88M
FLNC icon
1358
CALL
Fluence Energy
FLNC
$1.85B
– –
-112,400
Closed -$2.99M
FND icon
1359
CALL
Floor & Decor
FND
$6.13B
– –
-50,000
Closed -$5.2M
FNKO icon
1360
CALL
Funko
FNKO
$326M
– –
-20,000
Closed -$216K
FRPT icon
1361
Freshpet
FRPT
$2.93B
– –
-12,900
Closed -$849K
FSLR icon
1362
CALL
First Solar
FSLR
$22.7B
– –
-180,000
Closed -$34.2M
FSLY icon
1363
CALL
Fastly Inc
FSLY
$3.55B
– –
-50,000
Closed -$789K
GE icon
1364
PUT
GE Aerospace
GE
$374B
– –
-101,994
Closed -$8.94M
GEO icon
1365
CALL
The GEO Group
GEO
$4.13B
– –
-120,000
Closed -$859K
GES
1366
CALL
DELISTED
Guess Inc
GES
– –
-50,000
Closed -$973K
GLDD
1367
CALL
DELISTED
Great Lakes Dredge & Dock
GLDD
– –
-100,000
Closed -$816K
GLNG icon
1368
Golar LNG
GLNG
$5B
– –
-171,200
Closed -$3.45M
GM icon
1369
CALL
General Motors
GM
$80.4B
– –
-60,000
Closed -$2.31M
GMED icon
1370
CALL
Globus Medical
GMED
$10.7B
– –
-30,000
Closed -$1.79M
GMS
1371
CALL
DELISTED
GMS Inc
GMS
– –
-20,000
Closed -$1.38M
GOOGL icon
1372
CALL
Alphabet (Google) Class A
GOOGL
$4.36T
– –
-100,000
Closed -$12M
GRBK icon
1373
CALL
Green Brick Partners
GRBK
$3.04B
– –
-5,000
Closed -$284K
GSK icon
1374
GSK
GSK
$104B
– –
-100
Closed -$3.55K
GSM icon
1375
PUT
FerroAtlántica
GSM
$594M
– –
-100,000
Closed -$477K
53 54
55
56 57

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q3 2023 Portfolio in Review

As of Q3 2023, Caption Management held 1,654 positions worth $6.49B, up 15% from $5.65B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management deployed $1.01B of net new capital in Q3 2023, opening 595 new positions and adding to 238 existing holdings. Its largest new stake was Citigroup: 1,727,200 shares worth $71M.

By sector, the portfolio is most concentrated in Healthcare at 2.4% of assets, down from 2.6% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Spectrum Brands, an estimated $12.2M trimmed.

  • Caption Management's largest Q3 2023 buy was Citigroup: 1,727,200 shares worth $71M.
  • Caption Management added most to Lockheed Martin in Q3 2023, an estimated $17.5M increase.
  • Caption Management's biggest Q3 2023 reduction was Spectrum Brands, cutting an estimated $12.2M.
  • Caption Management fully exited World Wrestling Entertainment in Q3 2023, selling an estimated $20.2M.
  • Caption Management's ten largest holdings make up 14% of its $6.49B portfolio in Q3 2023.
  • Caption Management opened 595 new positions and closed 414 in Q3 2023.
  • Caption Management's portfolio value rose 15% quarter-over-quarter to $6.49B.

Based on Caption Management's 13F filing for Q3 2023, filed 14 Nov 2023.