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Caption Management Portfolio holdings

AUM $17.1B
1-Year Est. Return 70.99%
This Fund
S&P 500
This Quarter Est. Return
+13.77%
1 Year Est. Return
+70.99%
3 Year Est. Return
+176.06%
5 Year Est. Return
+263.89%
10 Year Est. Return
–
AUM
$6.41B
AUM Growth
-$838M
Cap. Flow
-$1.23B
Cap. Flow %
-19.2%
Top 10 Hldgs %
13.63%
Holding
1,903
New
444
Increased
263
Reduced
318
Closed
672

Top Buys

Rank Stock Value
1
PMT
PennyMac Mortgage Investment
PMT
+$19.7M
2
BMY icon
Bristol-Myers Squibb
BMY
+$17M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$13.6M
4
EVA
Enviva Inc.
EVA
+$8.45M
5
APA icon
APA Corp
APA
+$7.51M

Top Sells

Rank Stock Value
1
PBR icon
Petrobras
PBR
+$43.9M
2
UAN icon
CVR Partners
UAN
+$26M
3
ZM icon
Zoom
ZM
+$12.1M
4
EQT icon
EQT Corp
EQT
+$12M
5
PING
Ping Identity Holding Corp.
PING
+$6.13M

Sector Composition

Rank Sector Weight
1 Healthcare 2.55%
2 Energy 1.26%
3 Technology 1.15%
4 Consumer Discretionary 0.9%
5 Materials 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVNA icon
1351
Carvana
CVNA
$68.6B
– –
-6,845
Closed -$28K
CVNA icon
1352
PUT
Carvana
CVNA
$68.6B
– –
-283,000
Closed -$1.15M
CVS icon
1353
CALL
CVS Health
CVS
$133B
– –
-75,000
Closed -$7.15M
CVX icon
1354
Chevron
CVX
$392B
– –
-2,915
Closed -$509K
CVX icon
1355
PUT
Chevron
CVX
$392B
– –
-148,000
Closed -$21.3M
CWEN icon
1356
Clearway Energy Class C
CWEN
$4.94B
– –
-17,500
Closed -$557K
CYRX icon
1357
PUT
CryoPort
CYRX
$761M
– –
-49,000
Closed -$1.19M
CYTK icon
1358
CALL
Cytokinetics
CYTK
$10.5B
– –
-60,000
Closed -$2.91M
CYTK icon
1359
PUT
Cytokinetics
CYTK
$10.5B
– –
-60,000
Closed -$2.91M
D icon
1360
CALL
Dominion Energy
D
$60.8B
– –
-320,000
Closed -$22.1M
DAR icon
1361
Darling Ingredients
DAR
$9.64B
– –
-10,000
Closed -$705K
DAR icon
1362
PUT
Darling Ingredients
DAR
$9.64B
– –
-15,000
Closed -$992K
DBC icon
1363
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
– –
-48,698
Closed -$1.16M
DBA icon
1364
CALL
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-817,100
Closed -$16.4M
DBA icon
1365
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-185,300
Closed -$3.71M
DBA icon
1366
PUT
Invesco DB Agriculture Fund
DBA
$1.23B
– –
-817,100
Closed -$16.4M
DBB icon
1367
Invesco DB Base Metals Fund
DBB
$312M
– –
-15,300
Closed -$274K
DD icon
1368
PUT
DuPont de Nemours
DD
$18.5B
– –
-21,510
Closed -$1.36M
DDOG icon
1369
CALL
Datadog
DDOG
$95.4B
– –
-50,000
Closed -$4.44M
DDOG icon
1370
Datadog
DDOG
$95.4B
– –
-2,000
Closed -$178K
DDOG icon
1371
PUT
Datadog
DDOG
$95.4B
– –
-75,000
Closed -$6.66M
DFS
1372
CALL
DELISTED
Discover Financial Services
DFS
– –
-27,000
Closed -$2.46M
DHC
1373
Diversified Healthcare Trust
DHC
$2.15B
– –
-20,000
Closed -$20K
DHR icon
1374
PUT
Danaher
DHR
$137B
– –
-6,542
Closed -$1.5M
DIBS icon
1375
CALL
1stdibs.com
DIBS
$149M
– –
-256,000
Closed -$1.61M
53 54
55
56 57

Similar funds

ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
PP
Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return
VMPIC
Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return
BCIM
British Columbia Investment Management Victoria, British Columbia, Canada $17B AUM 31.69% 1-Year Est. Return
BBA
Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return
FCM
Farallon Capital Management San Francisco, California $17.5B AUM 50.95% 1-Year Est. Return
AIMCA
Alberta Investment Management Corp (AIMCo) Edmonton, Alberta, Canada $16.7B AUM 23.27% 1-Year Est. Return

Caption Management's Q4 2022 Portfolio in Review

As of Q4 2022, Caption Management held 1,903 positions worth $6.41B, down 12% from $7.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Caption Management withdrew a net $1.23B in Q4 2022, closing 672 positions and reducing 318 holdings. Its most notable exit was Petrobras, an estimated $43.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.5% of assets, up from 1.5% a quarter earlier, followed by Energy and Technology.

Against the trend, Caption Management opened a new position in PennyMac Mortgage Investment worth $17.9M.

  • Caption Management's largest Q4 2022 buy was PennyMac Mortgage Investment: 1,448,050 shares worth $17.9M.
  • Caption Management added most to State Street SPDR S&P Biotech ETF in Q4 2022, an estimated $13.6M increase.
  • Caption Management's biggest Q4 2022 reduction was EQT Corp, cutting an estimated $12M.
  • Caption Management fully exited Petrobras in Q4 2022, selling an estimated $43.9M.
  • Caption Management's ten largest holdings make up 14% of its $6.41B portfolio in Q4 2022.
  • Caption Management opened 444 new positions and closed 672 in Q4 2022.
  • Caption Management's portfolio value fell 12% quarter-over-quarter to $6.41B.

Based on Caption Management's 13F filing for Q4 2022, filed 14 Feb 2023.